Investment Advisers Content

[12935] December 15, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 45-00 COMPLIANCE ADVISORY COMMITTEE No. 41-00 INVESTMENT ADVISERS COMMITTEE No. 24-00 SEC RULES MEMBERS No. 81-00 RE: SEC ADMINISTRATIVE LAW JUDGE ISSUES DECISION FINDING VIOLATIONS OF SECURITIES LAWS BY INVESTMENT...

[12777] October 23, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 23-00 RE: DRAFT AGENDA FOR NOVEMBER 9TH MEETING Attached is the draft agenda for the Investment Advisers Committee meeting scheduled for Thursday, November 9th at 1:30 p.m. The meeting will be held in the David Silver...

[12744] October 16, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 22-00 RE: NOTICE OF MEETING - NOVEMBER 9TH A meeting of the Investment Advisers Committee has been scheduled for Thursday, November 9, 2000 at the offices of the Investment Company Institute, 1401 H Street, N.W...

September 18, 2000 TO: BOARD OF GOVERNORS No. 54-00 INVESTMENT ADVISERS COMMITTEE No. 21-00 SEC RULES COMMITTEE No. 114-00 RE: INSTITUTE SUBMISSION TO SEC CONCERNING WEB-BASED INVESTMENT PROGRAMS The Institute has submitted the attached letter and memorandum to the Securities and...

[12391] July 26, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 20-00 SEC RULES COMMITTEE No. 99-00 RE: SEC PUBLISHES FOR COMMENT PROPOSED REVISIONS TO THE NASDR RULE GOVERNING PERFORMANCE FEE ARRANGEMENTS The Securities and Exchange Commission has published for comment revisions proposed...

[12284] July 18, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 19-00 PENSION COMMITTEE No. 49-00 AD HOC COMMITTEE ON CROSS-TRADES RE: JOINT SUBMISSION TO DEPARTMENT OF LABOR ON CROSS-TRADES As you are aware, the Institute, in conjunction with the Investment Counsel Association of America...

[12160] July 5, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 18-00 SEC RULES COMMITTEE No. 93-00 RE: CFTC PROPOSED CLARIFICATION OF SWAPS EXEMPTION The Commodity Futures Trading Commission has proposed amendments to Part 35 of its rules under the Commodity Exchange Act (CEA) to expand...

[11901] May 23, 2000 TO: BOARD OF GOVERNORS No. 28-00 INVESTMENT ADVISERS COMMITTEE No. 17-00 SEC RULES COMMITTEE No. 80-00 RE: ICI SUBMISSION FOR SEC ROUNDTABLE ON INVESTMENT ADVISER ISSUES ______________________________________________________________________________ The Institute...

1 See Institute memorandum to Investment Advisers No. 6–00 and Pension Committee No. 14-00, dated February 16, 2000. [11898] May 22, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 16-00 PENSION COMMITTEE No. 36-00 AD HOC COMMITTEE ON CROSS-TRADES RE: PROPOSED CROSS-TRADES DISCLOSURE FORM...