[23545] June 15, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 3-09 SALES FORCE MARKETING COMMITTEE No. 2-09 RE: FINRA REMINDS FIRMS OF SUITABILITY OBLIGATIONS RELATING TO LEVERAGED AND INVERSE ETFS The Financial Industry Regulatory Authority (“FINRA”) has issued a...
[23314] March 12, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 2-09 RE: REGISTRATIONS DUE: APRIL 2-3, 2009 INTERNAL SALES MANAGERS ROUNDTABLE MEETING As we previously informed you, the next meeting of the Investment Company Institute’s Internal Sales Managers Roundtable...
[23255] February 13, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 1-09 RE: APRIL 2-3, 2009 INTERNAL SALES MANAGERS ROUNDTABLE MEETING: REGISTRATION NOW OPEN The next meeting of the Investment Company Institute’s Internal Sales Managers Roundtable has been scheduled for...
[22861] September 12, 2008 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 6-08 RE: REGISTRATIONS DUE: OCTOBER 23-24, 2008 INTERNAL SALES MANAGERS ROUNDTABLE MEETING If you have not yet registered for the fall 2008 meeting of the Investment Company Institute’s Internal Sales Managers...
[22779] August 6, 2008 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 5-08 RE: PRELIMINARY AGENDA: OCTOBER 23-24, 2008 INTERNAL SALES MANAGERS ROUNDTABLE MEETING A preliminary meeting agenda for the fall 2008 meeting of the Investment Company Institute’s Internal Sales...
[22720] July 21, 2008 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 4-08 RE: OCTOBER 23-24, 2008 INTERNAL SALES MANAGERS ROUNDTABLE MEETING The fall 2008 meeting of the Investment Company Institute’s Internal Sales Managers Roundtable has been scheduled for 1:00 pm to 5:00 pm on Thursday...
[22576] June 2, 2008 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 3-08 RE: MARK YOUR CALENDAR: OCTOBER 23-24, 2008 INTERNAL SALES MANAGERS ROUNDTABLE MEETING Please mark your calendar for the fall 2008 meeting of the Investment Company Institute’s Internal Sales Managers...
[22249] February 15, 2008 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 2-08 RE: PRELIMINARY AGENDA: 4/17/08 INTERNAL SALES MANAGERS ROUNDTABLE MEETING As we previously informed you, the Investment Company Institute’s Internal Sales Managers Roundtable will meet on Thursday...
[22136] January 18, 2008 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 1-08 RE: APRIL 17, 2008 INTERNAL SALES MANAGERS ROUNDTABLE MEETING The Investment Company Institute’s Internal Sales Managers Roundtable will meet on Thursday, April 17, 2008, from 9:00 am to 3:00 pm on...
[21635] September 24, 2007 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 6-07 RE: FINAL AGENDA: OCTOBER 11–12, 2007 INTERNAL SALES MANAGERS ROUNDTABLE MEETING An agenda for the October 11–12, 2007 meeting of the Investment Company Institute’s Internal Sales Managers Roundtable is...
