Internal Sales Managers Roundtable Content

[28654] January 9, 2015 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 1-15 RE: REVISED - 2015 INTERNAL SALES MANAGERS ROUNDTABLE MEETING DATES   Please update your calendars with the following dates for ICI’s 2015 Internal Sales Managers Roundtable meetings.  Please note that the date in...

[28604] December 22, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 12-14 SALES FORCE MARKETING COMMITTEE No. 14-14 RE: FINRA ISSUES REPORT ON RETROSPECTIVE REVIEW OF COMMUNICATIONS WITH THE PUBLIC RULES   As previously reported, FINRA announced in April that it was conducting a...

[28578] December 15, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 11-14 SALES FORCE MARKETING COMMITTEE No. 11-14 RE: FINRA PUBLISHES RETROSPECTIVE RULE REVIEW REPORT RELATING TO ITS GIFTS, GRATUITIES, AND NON-CASH COMPENSATION RULES   As you may recall, in April 2014, FINRA...

[28407] September 26, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 10-14 RE: MARK YOUR CALENDAR: 2015 INTERNAL SALES MANAGERS ROUNDTABLE MEETING DATES   Please mark your calendars with the following dates for ICI’s 2015 Internal Sales Managers Roundtable meetings: April 2-3, 2015...

[28332] August 21, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 9-14 RE: REGISTRATION NOW OPEN: OCTOBER 28-29, 2014, INTERNAL SALES MANAGERS ROUNDTABLE MEETING   The Investment Company Institute’s Internal Sales Managers Roundtable will meet on Tuesday, October 28, 2014, from 2:00...

[28330] August 20, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 8-14 SALES FORCE MARKETING COMMITTEE No. 9-14 RE: ICI SUBMITS COMMENT LETTER IN RESPONSE TO FINRA'S RULE 2210 BROKERCHECK PROPOSAL   As previously reported, [1] FINRA has requested comment on a revised proposal to...

[28198] June 18, 2014 TO: SALES FORCE MARKETING COMMITTEE No. 7-14 INTERNAL SALES MANAGERS ROUNDTABLE No. 7-14 RE: ICI SUBMITS COMMENT LETTER IN RESPONSE TO FINRA’S RULE 2210 BROKERCHECK PROPOSAL   As previously reported, [1] FINRA has requested comment on a revised proposal to...

[28170] June 9, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 6-14 SALES FORCE MARKETING COMMITTEE No. 5-14 RE: ICI DRAFT COMMENT LETTER IN RESPONSE TO FINRA’S RULE 2210 BROKERCHECK PROPOSAL; COMMENTS REQUESTED BY JUNE 11   As previously reported, [1] FINRA is seeking comment on a...

[28142] May 27, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 5-14 SALES FORCE MARKETING COMMITTEE No. 4-14 RE: ICI FILES COMMENT LETTER ON FINRA REVIEW OF ITS NON-CASH COMPENSATION RULE   As we previously informed you, [1] last month FINRA published a notice seeking comment on the...

[28113] May 12, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 4-14 SALES FORCE MARKETING COMMITTEE No. 3-14 RE: FINRA REQUESTS COMMENT ON PROPOSAL TO REQUIRE LINK TO BROKERCHECK IN CERTAIN ONLINE RETAIL COMMUNICATIONS; MEMBER CALL SCHEDULED TO DISCUSS   FINRA is seeking comment on a...