Internal Sales Managers Roundtable Content

[28109] May 12, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 3-14 SALES FORCE MARKETING COMMITTEE No. 2-14 RE: ICI DRAFT COMMENT LETTER ON FINRA REVIEW OF ITS NON-CASH COMPENSATION RULE; COMMENTS REQUESTED BY FRIDAY, MAY 16   As we previously informed you, [1] last month FINRA...

[28062] April 25, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 2-14 SALES FORCE MARKETING COMMITTEE No. 1-14 RE: FINRA PUBLISHES NOTICE REGARDING ITS REVISED CONSOLIDATED SUPERVISION RULES; EFFECTIVE DATE OF RULES IS DECEMBER 1, 2014   As we previously advised you, in December 2013...

[27853] January 22, 2014 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 1-14 RE: REGISTRATION NOW OPEN: APRIL 3-4, 2014 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   The Investment Company Institute’s Internal Sales Managers Roundtable will meet on Thursday, April 3, 2014 from 2:00 – 5:00...

[27413] July 29, 2013 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 3-13 RE: REGISTRATION NOW OPEN: SEPTEMBER 26-27, 2013 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   The Investment Company Institute’s Internal Sales Managers Roundtable will meet on Thursday, September 26, 2013 from 2:00...

[26923] January 18, 2013 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 2-13 RE: REGISTRATION NOW OPEN: APRIL 11-12, 2013 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   The Investment Company Institute’s Internal Sales Managers Roundtable will meet on Thursday, April 11, 2013 from 3:00 – 5...

[26844] January 8, 2013 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 1-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 3-13 INTERNAL SALES MANAGERS ROUNDTABLE No. 1-13 SALES FORCE MARKETING COMMITTEE No. 1-13 SEC RULES MEMBERS No. 4-13 SMALL FUNDS MEMBERS No. 2-13 RE: FINRA PROVIDES...

  [26708] November 20, 2012 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 6-12 RE: MARK YOUR CALENDARS: 2013 ICI INTERNAL SALES MANAGERS ROUNDTABLE MEETING SCHEDULE   Please mark your calendar with the dates of ICI’s 2013 Internal Sales Managers Roundtable meetings: April 11-12, 2013 at...

[26332] July 24, 2012 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 5-12 RE: REGISTRATION NOW OPEN: SEPTEMBER 27-28, 2012 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   The Investment Company Institute’s Internal Sales Managers Roundtable will meet on Thursday, September 27, 2012 from 2:00...

  [26321] July 20, 2012 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 16-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-12 INTERNAL SALES MANAGERS ROUNDTABLE No. 4-12 SALES FORCE MARKETING COMMITTEE No. 4-12 SEC RULES MEMBERS No. 66-12 SMALL FUNDS MEMBERS No. 27-12 RE: NEW FINRA...

[26193] May 25, 2012 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 3-12 RE: MARK YOUR CALENDAR - FALL 2012 MEETING OF ICI'S INTERNAL SALES MANAGERS ROUNDTABLE   Please save the dates, September 27 - 28, 2012, for the fall meeting of ICI’s Internal Sales Managers Roundtable. The meeting...