Internal Sales Managers Roundtable Content

    [24089]   January 19, 2010 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 1-10     RE: REGISTRATION NOW OPEN: APRIL 22-23, 2010 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   The next meeting of the Investment Company Institute’s Internal Sales Managers Roundtable has been scheduled for...

    [23964]   November 19, 2009 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 4-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 52-09 INTERNAL SALES MANAGERS ROUNDTABLE No. 12-09 MARKETING PRACTICES AND TECHNOLOGY SEC RULES MEMBERS No. 122-09 SALES FORCE MARKETING COMMITTEE No. 11-09...

    [23834]   October 1, 2009 TO: OPERATIONS COMMITTEE No. 20-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 46-09 BROKER/DEALER ADVISORY COMMITTEE No. 55-09 TRANSFER AGENT ADVISORY COMMITTEE No. 74-09 SALES FORCE MARKETING COMMITTEE No. 10-09 INTERNAL SALES MANAGERS...

    [23835]   October 1, 2009   TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-09 INTERNAL SALES MANAGERS ROUNDTABLE No. 10-09 MARKETING PRACTICES AND TECHNOLOGY SEC RULES MEMBERS No. 103-09 SALES FORCE MARKETING COMMITTEE No. 9-09     RE: FINRA REQUESTS COMMENT ON PROPOSED...

    [23822]   September 29, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 9-09     RE: AGENDA: OCTOBER 29-30, 2009 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   As we previously informed you, the fall 2009 meeting of the Investment Company Institute’s Internal Sales Managers...

    [23747]   September 1, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 8-09     RE: OCTOBER 29-30, 2009 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   The fall 2009 meeting of the Investment Company Institute’s Internal Sales Managers Roundtable has been scheduled for 1:00 pm to 5...

    [23677]   August 5, 2009 TO: SALES FORCE MARKETING COMMITTEE No. 6-09 INTERNAL SALES MANAGERS ROUNDTABLE No. 7-09     RE: INSTITUTE COMMENT LETTER ON FINRA’S PROPOSED COMPENSATION RULE AMENDMENTS   As we previously informed you, [1] FINRA recently published for comment proposed...

[23670]   July 31, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 6-09 RE: MARK YOUR CALENDARS:  OCTOBER 29-30, 2009 INTERNAL SALES MANAGERS ROUNDTABLE MEETING   Please mark your calendars for the fall 2009 meeting of the Investment Company Institute’s Internal Sales Managers...

[23595]   June 30, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 5-09 SALES FORCE MARKETING COMMITTEE No. 4-09 RE: INSTITUTE FILES COMMENT LETTER ON FINRA’S PROPOSED REVISIONS TO THE NASD’S SUITABILITY AND “KNOW YOUR CUSTOMER” RULES   As we previously informed you, 1 in May FINRA...

    [23550]   June 16, 2009 TO: INTERNAL SALES MANAGERS ROUNDTABLE No. 4-09 SALES FORCE MARKETING COMMITTEE No. 3-09     RE: ICI PUBLISHES FAQS ON TARGET DATE FUNDS   Target date funds have been the subject of recent regulatory and media interest and the Institute formed a working...