Global Trading and Markets Committee Content

[28605] December 22, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 89-14 ICI GLOBAL MEMBERS No. 58-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 5-14 INTERNATIONAL MEMBERS No. 49-14 RE: ICI GLOBAL COMMENT LETTER TO HK AUTHORITIES ON FURTHER CONSULTATION ON REPORTING AND...

[28571] December 12, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 86-14 ICI GLOBAL MEMBERS No. 57-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 4-14 INTERNATIONAL COMMITTEE No. 42-14 RE: DRAFT ICI GLOBAL COMMENT LETTER TO HK AUTHORITIES ON FURTHER CONSULTATION ON REPORTING AND...

[28545] December 2, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 83-14 ICI GLOBAL MEMBERS No. 55-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 3-14 INTERNATIONAL COMMITTEE No. 40-14 RE: HK AUTHORITIES ISSUE CONSULTATION CONCLUSIONS AND FURTHER CONSULTATION ON REPORTING AND...

[28540] November 25, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 82-14 ICI GLOBAL MEMBERS No. 54-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 2-14 INTERNATIONAL MEMBERS No. 43-14 RE: ICI GLOBAL SUBMITS COMMENT LETTER TO FSB ON CROSS-BORDER RECOGNITION OF RESOLUTION ACTION -...

[28537] November 24, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 81-14 ICI GLOBAL MEMBERS No. 52-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 1-14 INTERNATIONAL MEMBERS No. 41-14 RE: ICI AND ICI GLOBAL COMMENT LETTERS TO PRUDENTIAL REGULATORS AND CFTC ON PROPOSED MARGIN...

[27815] December 30, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 34-13 BOARD OF GOVERNORS No. 17-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 90-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-13 ETF ADVISORY COMMITTEE No. 39-13...

[27769] December 13, 2013 TO: BOARD OF GOVERNORS No. 15-13 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-13 ETF ADVISORY COMMITTEE No. 37-13...

[27600] September 30, 2013 TO: ICI GLOBAL TRADING & MARKET STRUCTURE COMMITTEE No. 2-13 EQUITY MARKETS ADVISORY COMMITTEE No. 21-13 RE: ASIC RELEASES NEW RULES ON DARK LIQUIDITY AND HIGH FREQUENCY TRADING   On August 12, 2013, the Australian Securities & Investments Commission (“ASIC”...

[27454] August 12, 2013 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 10-13 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 13-13 ICI GLOBAL TRADING & MARKET STRUCTURE COMMITTEE No. 1-13 RE: ESMA AND EBA FINAL REPORT ON PRINCIPLES FOR BENCHMARK-SETTING PROCESSES IN THE EU   On 6 June...