Global Trading and Markets Committee Content

[28950] May 1, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 6-15 FIXED-INCOME ADVISORY COMMITTEE No. 10-15 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 17-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL TAX COMMITTEE No. 14-15 ICI GLOBAL...

[28922] April 24, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 17-15 RE: CFTC STAFF ISSUES NO-ACTION LETTERS PROVIDING RELIEF IN CONNECTION WITH ERRONEOUS SWAP TRADES AND SWAP TRADE CONFIRMATIONS   On April 22, the staff of the...

[28901] April 16, 2015 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 15-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-15 EQUITY MARKETS ADVISORY COMMITTEE No. 4-15 FIXED-INCOME ADVISORY COMMITTEE No. 8-15 RE: MARK YOUR CALENDAR - TUESDAY, JUNE 23, ICI GLOBAL TRADING AND MARKETS...

[28900] April 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 24-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 14-15 RE: ICI SUBMISSION TO CFTC PUBLIC ROUNDTABLE ON RECOVERY OF DERIVATIVES CLEARING ORGANIZATIONS   ICI made a submission to the Commodity Futures Trading...

[28903] April 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 16-15 RE: DRAFT COMMENT LETTER TO SEC REQUESTING RE-PROPOSAL OF MARGIN RULES FOR SECURITY-BASED SWAP DEALERS; MEMBER FEEDBACK REQUESTED BY FRIDAY, APRIL 24   Attached...

[28850] March 20, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 18-15 INTERNATIONAL MEMBERS No. 13-15 ICI GLOBAL MEMBERS No. 15-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 13-15 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-15 RE: ICI GLOBAL COMMENTS ON ADDENDUM...

[28842] March 19, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-15 ICI GLOBAL MEMBERS No. 14-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 12-15 INTERNATIONAL MEMBERS No. 12-15 REGISTERED FUND CPO ADVISORY COMMITTEE SEC RULES...

[28818] March 12, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-15 INTERNATIONAL COMMITTEE No. 13-15 ICI GLOBAL MEMBERS No. 13-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 11-15 RE: DRAFT ICI GLOBAL RESPONSE TO ESMA'S ADDENDUM CONSULTATION PAPER ON CERTAIN DERIVATIVES FOR...

[28811] March 11, 2015 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 6-15 FIXED-INCOME ADVISORY COMMITTEE No. 6-15 SEC RULES COMMITTEE No. 8-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 10-15 RE: SEC COMMISSIONER GALLAGHER GIVES SPEECH ON FIXED INCOME MARKETS   Earlier this week...

[28789] March 3, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 14-15 EQUITY MARKETS ADVISORY COMMITTEE No. 2-15 FIXED-INCOME ADVISORY COMMITTEE No. 5-15 ICI GLOBAL MEMBERS No. 11-15 ICI GLOBAL STEERING COMMITTEE No. 3-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 9-15...