Global Trading and Markets Committee Content

[29900] May 6, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 16-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 17-16 SEC RULES COMMITTEE No. 22-16 RE: SEC SEEKS COMMENT ON A NATIONAL MARKET SYSTEM PLAN TO IMPLEMENT THE CONSOLIDATED AUDIT TRAIL   The Securities and Exchange Commission...

[29893] May 5, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 16-16 RE: SEC CONSIDERS SECURITY-BASED SWAP DATA REPOSITORY APPLICATION FROM ICE TRADE VAULT   ICE Trade Vault has submitted an application to operate a security-based...

[29845] April 20, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 15-16 INTERNATIONAL MEMBERS No. 6-16 INVESTMENT ADVISER MEMBERS No. 5-16 RE: CLEARING DEADLINE SET FOR CREDIT DEFAULT SWAPS IN THE EU   The Official Journal of the...

[29820] April 8, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 14-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES A FINAL REPORT CONCERNING THE LIQUIDATION PERIOD APPLIED BY...

[29796] March 29, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 22-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 20-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 5-16 INTERNATIONAL OPERATIONS ADVISORY...

  [29799] March 29, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-16 EQUITY MARKETS ADVISORY COMMITTEE No. 11-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-16 ETF ADVISORY COMMITTEE No. 8-16 FIXED-INCOME ADVISORY COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 21-16...

  [29788] March 24, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 21-16 ICI GLOBAL SHADOW BANKING TASK FORCE No. 1-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 11-16 INTERNATIONAL COMMITTEE No. 19-16 INTERNATIONAL OPERATIONS ADVISORY...

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[29785] March 22, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 8-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 10-16 INTERNATIONAL COMMITTEE No. 18-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE REGULATORY STANDARDS FOR MARGIN FOR UNCLEARED DERIVATIVES  ...

[29776] March 18, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 7-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 9-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: CFTC AND EUROPEAN COMMISSION TAKE STEPS TO IMPLEMENT THE COMMON APPROACH FOR REGULATING CCPS   In February, the U.S...