Global Trading and Markets Committee Content

[30385] November 7, 2016 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Group RE: Draft ICI Global Comment Letter in Response to ESMA Discussion Paper on the...

[30351] October 26, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 74-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 55-16INTERNATIONAL COMMITTEE No. 59-16REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE...

[30352] October 26, 2016 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 56-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 75-16 RE: REGISTER FOR ICI GLOBAL TRADING AND MARKETS COMMITTEE MEETING IN LONDON ON WEDNESDAY, 30 NOVEMBER AND GLOBAL CAPITAL MARKETS CONFERENCE IN LONDON ON THURSDAY...

[30337] October 24, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 10-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 72-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 54-16INTERNATIONAL COMMITTEE No. 58-16INTERNATIONAL OPERATIONS ADVISORY...

[30318] October 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 57-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 53-16INTERNATIONAL MEMBERS No. 19-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL SUBMITS COMMENT LETTERS IN RESPONSE TO FSB AND CPMI-IOSCO CONSULTATIONS...

[30313] October 14, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-16EQUITY MARKETS ADVISORY COMMITTEE No. 44-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 52-16INTERNATIONAL COMMITTEE No. 57-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DISCUSSION PAPER ON ESMA’s PROPOSAL ON...

[30303] October 12, 2016 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 8-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 69-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 49-16INTERNATIONAL COMMITTEE No. 55-16FIXED-INCOME ADVISORY COMMITTEE No. 34-16EQUITY MARKETS ADVISORY COMMITTEE No...

[30304] October 12, 2016 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 9-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 70-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 50-16INTERNATIONAL COMMITTEE No. 56-16 RE: ESMA GUIDELINES ON TRANSACTION REPORTING, ORDER RECORD KEEPING AND CLOCK...

[30305] October 12, 2016 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 19-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 51-16INVESTMENT ADVISER MEMBERS No. 20-16SEC RULES MEMBERS No. 56-16 RE: SEC ADOPTS AMENDED STANDARDS FOR COVERED...

[30295] October 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 48-16INTERNATIONAL COMMITTEE No. 53-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER IN RESPONSE TO FSB AND CPMI-IOSCO CONSULTATIONS ON...