Global Trading and Markets Committee Content

[30292] October 4, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 47-16INTERNATIONAL COMMITTEE No. 52-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE CONSULTATION PAPER ON CONSOLIDATED TAPE FOR NON-EQUITY INSTRUMENTS...

[30288] October 3, 2016 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-16EQUITY MARKETS ADVISORY COMMITTEE No. 38-16INVESTMENT ADVISER MEMBERS No. 19-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 46-16SEC RULES MEMBERS No. 55-16 RE...

[30289] October 3, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-16FIXED-INCOME ADVISORY COMMITTEE No. 33-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 45-16INTERNATIONAL MEMBERS No. 18-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL SUBMITS COMMENT LETTER ON IOSCO...

[30285] September 30, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-16FIXED-INCOME ADVISORY COMMITTEE No. 32-16ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 7-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 67-16ICI GLOBAL RETIREMENT SAVINGS...

[30271] September 26, 2016 TO: ICI GLOBAL ASIA-PACIFIC CHAPTER No. 5-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 64-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 43-16INTERNATIONAL COMMITTEE No. 50-16INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 25-16 RE: UPDATE ON RECENT RULE CHANGES...

[30268] September 26, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 42-16SEC RULES MEMBERS No. 52-16 RE: ICI SUBMITS COMMENT LETTER TO SEC ON PROPOSED RULES TO IMPROVE DISCLOSURE OF INSTITUTIONAL ORDER HANDLING INFORMATION ICI has...

[30255] September 21, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-16FIXED-INCOME ADVISORY COMMITTEE No. 29-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 41-16INTERNATIONAL COMMITTEE No. 49-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER ON IOSCO...

[30226] September 9, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 61-16 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 6-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 40-16 EQUITY MARKETS ADVISORY COMMITTEE No. 33-16 FIXED-INCOME ADVISORY COMMITTEE No. 28-16 RE: EU MARKET ABUSE...

[30206] September 5, 2016 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 23-16 INTERNATIONAL OPERATIONS WORKING GROUP ICI GLOBAL REGULATED FUNDS COMMITTEE No. 59-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 39-16 ICI GLOBAL ASIA-PACIFIC CHAPTER No. 4-16 RE: SHENZHEN-HONG KONG...

[30201] September 2, 2016 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 5-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 58-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 38-16 INTERNATIONAL COMMITTEE No. 46-16 EQUITY MARKETS ADVISORY COMMITTEE No. 31-16 FIXED-INCOME ADVISORY...