Fixed-Income Advisory Content

[12963] December 22, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 16-00 RE: ICI COMMENT LETTER ON NASD’S PROPOSED "TRACE" AMENDMENTS The Institute has filed a comment letter with the Securities and Exchange Commission in connection with the NASD’s proposed amendments to its TRACE...

[12956] December 20, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 15-00 RE: JANUARY 10th MEETING A meeting of the Institute’s Fixed Income Advisory Committee has been scheduled for Wednesday, January 10, 2001 at 2:00 p.m. The meeting will be held at the Institute’s offices on the 12th...

[12934] December 15, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 14-00 RE: INSTITUTE DRAFT LETTER ON NASD’S PROPOSED "TRACE" AMENDMENTS The Institute has prepared a draft letter on the NASD’s proposed amendments to its TRACE proposal. As we previously reported to you,1 the proposed...

[12921] December 8, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 13-00 RE: NASD FILES AMENDMENTS TO ITS “TRACE” PROPOSAL RELATING TO THE CREATION OF A CORPORATE BOND TRADE REPORTING AND TRANSACTION DISSEMINATION FACILITY The Securities and Exchange Commission has published for comment...

[12873] November 20, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 12-00 RE: ICI DRAFT LETTER ON MSRB’S INTERPRETIVE GUIDANCE ON DEALER RESPONSIBILITIES IN CONNECTION WITH MUNICIPAL SECURITIES TRANSACTIONS Attached is the Institute’s draft letter on the MSRB’s draft interpretive...

[12863] November 17, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 11-00 RE: INSTITUTE COMMENT LETTER ON MSRB PROPOSAL TO PERMIT ELECTRONIC SUBMISSION OF DISCLOSURE DOCUMENTS AND FORMS The Institute has filed the attached comment letter on the MSRB’s proposal to establish an optional...

[12843] November 8, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 10-00 RE: ICI DRAFT COMMENT LETTER ON MSRB PROPOSAL TO PERMIT ELECTRONIC SUBMISSION OF DISCLOSURE DOCUMENTS AND FORMS Enclosed is a draft comment letter on the Municipal Securities Rulemaking Board’s proposal to...

[12782] October 24, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 9-00 RE: MSRB DRAFT INTERPRETIVE GUIDANCE ON DEALER RESPONSIBILITIES IN CONNECTION WITH MUNICIPAL SECURITIES TRANSACTIONS The Municipal Securities Rulemaking Board (“MSRB”) has issued a notice and request for comment on...

[12714] October 10, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 8-00 RE: MSRB PROPOSAL TO PERMIT ELECTRONIC SUBMISSION BY UNDERWRITERS OF OFFICIAL STATEMENTS AND CERTAIN DOCUMENTS AND FORMS The Municipal Securities Rulemaking Board (“MSRB”) has issued a release proposing to establish...

[12673] September 26, 2000 TO: FIXED-INCOME ADVISORY COMMITTEE No. 7-00 RE: SEC MUNICIPAL MARKET ROUNDTABLE The Securities and Exchange Commission has announced that it will hold its Second Annual Municipal Market Roundtable on October 12, 2000, from 8:30 a.m. to 5:30 p.m., at SEC...