Fixed-Income Advisory Content

URGENT/ACTION REQUESTED [14484] February 28, 2002 TO: FIXED-INCOME ADVISORY COMMITTEE No. 3-02 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC NOTICE REGARDING THE MSRB’S PROPOSED SMMP CONCEPT As we previously informed you, the Securities and Exchange Commission has issued for public...

[14465] February 15, 2002 TO: FIXED-INCOME ADVISORY COMMITTEE No. 2-02 RE: SEC NOTICE REGARDING MSRB’S PROPOSED "SOPHISTICATED MUNICIPAL MARKET PROFESSIONALS" CONCEPT As we previously informed you, the Municipal Securities Rulemaking Board (“MSRB”) filed an interpretive notice with...

[14418] February 1, 2002 TO: FIXED-INCOME ADVISORY COMMITTEE No. 1-02 RE: MSRB INTERPRETIVE NOTICE CONCERNING THE APPLICATION OF CERTAIN BOARD RULES TO TRANSACTIONS WITH "SOPHISTICATED MUNICIPAL MARKET PROFESSIONALS" As we previously informed you,1 last summer the Municipal Securities...

[14139] November 13, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 17-01 RE: INSTITUTE LETTER TO SEC OMS DIRECTOR MARTHA HAINES REGARDING DISCLOSURE ISSUES IN THE SECONDARY MARKET The Investment Company Institute recently sent a letter to Martha Haines, Director of the Securities and...

[14083] October 24, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 16-01 RE: ICI COMMENT LETTER ON MSRB’S DRAFT INTERPRETIVE GUIDANCE REGARDING "SOPHISTICATED MUNICIPAL MARKET PROFESSIONALS" The Institute has submitted the attached comment letter to the Municipal Securities Rulemaking...

[14074] October 19, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 15-01 RE: SEC ANNOUNCEMENT OF RESCHEDULED MUNICIPAL ROUNDTABLE ON NOVEMBER 14, 2001; MARTHA HAINES LETTER TO ISSUERS AND BORROWERS The Securities and Exchange Commission’s Office of Municipal Securities has recently...

URGENT – IMMEDIATE ACTION REQUESTED [14006] October 2, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 14-01 RE: INSTITUTE DRAFT COMMENT LETTER ON MSRB REVISED DRAFT GUIDANCE ON APPLICATION OF MSRB RULES TO TRANSACTIONS WITH SOPHISTICATED MUNICIPAL MARKET PROFESSIONALS The Investment...

[13960] September 18, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 13-01 RE: ICI RECOMMENDATIONS TO THE MSRB FOR AN IDEAL DISCLOSURE SYSTEM The Institute recently submitted to the Municipal Securities Rulemaking Board recommendations for an “ideal disclosure system” for the municipal...

[13837] August 14, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-01 COMPLIANCE ADVISORY COMMITTEE No. 34-01 EQUITY MARKETS ADVISORY COMMITTEE No. 30-01 FIXED-INCOME ADVISORY COMMITTEE No. 12-01 INTERNATIONAL MEMBERS No. 13-01 INVESTMENT...

[13757] July 23, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 11-01 RE: MSRB REVISED DRAFT GUIDANCE ON APPLICATION OF MSRB RULES TO TRANSACTIONS WITH SOPHISTICATED MUNICIPAL MARKET PROFESSIONALS The Municipal Securities Rulemaking Board (“MSRB”) has issued a revised draft release...