Fixed-Income Advisory Content

[13669] June 21, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 10-01 RE: NOTICE OF MEETING TO DISCUSS MSRB DISCLOSURE REFORM INITIATIVE Last month, the Municipal Securities Rulemaking Board held its second Roundtable meeting to discuss ways to improve disclosure practices in the...

[13656] June 21, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 9-01 RE: INSTITUTE LETTER ON NABL’S MODEL BOND OPINION REVIEW The Investment Company Institute has prepared a letter to the Opinions and Documents Committee of the National Association of Bond Lawyers (“Committee”)...

[13639] June 18, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 8-01 RE: REGULATION FD AND THE USE OF CONFIDENTIALITY AGREEMENTS The Institute has received from outside counsel the attached memorandum on Regulation FD and the legal consequences of entering into confidentiality...

[13606] June 8, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 7-01 RE: NFMA RELEASE OF DRAFT RECOMMENDED BEST PRACTICES IN DISCLOSURE FOR GENERAL OBLIGATION AND TAX-SUPPORTED DEBT The National Federation of Municipal Analysts (“NFMA”) has released its Draft Recommended Best Practices...

[13483] May 7, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 6-01 RE: MSRB INTERPRETIVE GUIDANCE ON APPLICATION OF CERTAIN RULES TO ELECTRONIC PRIMARY OFFERINGS AND TRADING SYSTEMS AND ELECTRONIC RECORDKEEPING The Municipal Securities Rulemaking Board (“MSRB”) has filed with the...

[13441] April 26, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 5-01 RE: MSRB PROPOSAL TO REQUIRE DEALERS TO FORWARD ISSUER “OFFICIAL COMMUNICATIONS” TO MUNICIPAL SECURITIES INVESTORS The Municipal Securities Rulemaking Board has issued a notice and request for comment on draft...

[13369] April 6, 2001 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-01 EQUITY MARKETS ADVISORY COMMITTEE No. 12-01 FIXED-INCOME ADVISORY COMMITTEE No. 4-01 SEC RULES MEMBERS No. 29-01 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSAL RELATING TO PROPOSED RULE CHANGES OF SELF-REGULATORY...

[13277] March 20, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-01 FIXED-INCOME ADVISORY COMMITTEE No. 3-01 SEC RULES COMMITTEE No. 29-01 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSED RULE RELATING TO PROPOSED RULE CHANGES OF...

[13165] February 14, 2001 TO: FIXED-INCOME ADVISORY COMMITTEE No. 2-01 RE: SEC APPROVAL OF NASD’S "TRACE" PROPOSAL The Securities and Exchange Commission has issued an order approving the National Association of Securities Dealers, Inc.’s new rules to establish a corporate bond trade...

[13123] February 5, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 5-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-01 FIXED-INCOME ADVISORY COMMITTEE No. 1-01 SEC RULES COMMITTEE No. 13-01 RE: SEC PROPOSED RULE RELATING TO PROPOSED RULE CHANGES OF SELF- REGULATORY ORGANIZATIONS The...