Fixed-Income Advisory Content

[27848] January 16, 2014 TO: CHIEF RISK OFFICER COMMITTEE No. 2-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 3-14 COMPLIANCE MEMBERS No. 2-14 INVESTMENT COMPANY DIRECTORS No. 1-14 RISK ADVISORY COMMITTEE No. 1-14 SEC RULES MEMBERS No. 4-14 SMALL FUNDS MEMBERS No. 1-14 FIXED-INCOME...

[27815] December 30, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 34-13 BOARD OF GOVERNORS No. 17-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 90-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-13 ETF ADVISORY COMMITTEE No. 39-13...

[27802] December 20, 2013 TO: FIXED-INCOME ADVISORY COMMITTEE No. 26-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 35-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 34-13 RE: ICI AND MEMBERS MEET WITH FEDERAL AGENCIES ON IMPLICATIONS OF RISK RETENTION RE-PROPOSAL FOR TOBs AND ABCP   On...

[27804] December 20, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 31-13 BOARD OF GOVERNORS No. 16-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 88-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 39-13 ETF ADVISORY COMMITTEE No. 38-13 EQUITY...

[27769] December 13, 2013 TO: BOARD OF GOVERNORS No. 15-13 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-13 ETF ADVISORY COMMITTEE No. 37-13...

[27658] October 30, 2013 TO: FIXED-INCOME ADVISORY COMMITTEE No. 24-13 SEC RULES MEMBERS No. 99-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 31-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 88-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-13 INVESTMENT ADVISER MEMBERS No. 69-13 RE...

[27561] September 13, 2013 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-13 SEC RULES COMMITTEE No. 36-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-13 RE: FEDERAL AGENCIES RE-PROPOSE...

[27559] September 12, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 77-13 END OF DAY PRICING FORUM No. 12-13 EQUITY MARKETS ADVISORY COMMITTEE No. 18-13 FIXED-INCOME ADVISORY COMMITTEE No. 22-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 23-13 RE: SEC PERMITS TRACE DISSEMINATION...

[27469] August 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 23-13 BOARD OF GOVERNORS No. 12-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 69-13 COMPLIANCE MEMBERS No. 32-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 60-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-13 ETF ADVISORY...

[27466] August 15, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 68-13 EQUITY MARKETS ADVISORY COMMITTEE No. 16-13 FIXED-INCOME ADVISORY COMMITTEE No. 20-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 20-13 END OF DAY PRICING FORUM No. 9-13 RE: ICI COMMENT LETTER ON TRACE...