Fixed-Income Advisory Content

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Memo#
26313

CFTC Files Reply Brief in Lawsuit Challenging Amendments to Rule 4.5

  [26313] July 19, 2012 TO: BOARD OF GOVERNORS No. 9-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 43-12 COMPLIANCE MEMBERS No. 13-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-12 ETF ADVISORY COMMITTEE No. 26-12 FIXED-INCOME ADVISORY...
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Memo#
26312

NFA Guidance Related to CFTC Rule 4.5 - Your Response Requested

[26312] July 18, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-12 COMPLIANCE ADVISORY COMMITTEE No. 2-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-12 ETF ADVISORY COMMITTEE No. 25-12 FIXED-INCOME ADVISORY COMMITTEE No. 17-12 INVESTMENT ADVISERS COMMITTEE No. 1-12 SEC...
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Memo#
26288

ICI Testimony for Congressional Hearing on Impact of Dodd-Frank Act

[26288] July 11, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-12 ETF ADVISORY COMMITTEE No. 23-12 EQUITY MARKETS ADVISORY COMMITTEE No. 14-12 FIXED-INCOME ADVISORY COMMITTEE No...
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Memo#
26284

ICI, Chamber File Reply Brief in Lawsuit Challenging Amendments to Rule 4.5

[26284] July 3, 2012 TO: BOARD OF GOVERNORS No. 8-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 38-12 COMPLIANCE MEMBERS No. 11-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-12 ETF ADVISORY COMMITTEE No. 22-12 FIXED-INCOME ADVISORY...
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Memo#
26278

ICI Testimony for Congressional Hearing on Market Structure Issues

  [26278] June 29, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-12 ETF ADVISORY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-12 SEC RULES MEMBERS No. 56-12...