Fixed-Income Advisory Content

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Memo#
26756

U.S. District Court Rejects ICI Challenge to CFTC Rule 4.5 Amendments

[26756] December 13, 2012 TO: BOARD OF GOVERNORS No. 14-12 ACCOUNTING/TREASURERS MEMBERS No. 20-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 82-12 COMPLIANCE MEMBERS No. 28-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 70-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 44-12 ETF ADVISORY...
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Memo#
26709

SEC Issues Staff Report of NRSRO Examinations

[26709] November 21, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-12 EQUITY MARKETS ADVISORY COMMITTEE No. 36-12 FIXED-INCOME ADVISORY COMMITTEE No. 28-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 56-12 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 50-12 SEC RULES COMMITTEE...
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Memo#
26679

ICI Comment Letter on FINRA Notice Regarding TRACE Reporting

[26679] November 12, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 44-12 EQUITY MARKETS ADVISORY COMMITTEE No. 34-12 FIXED-INCOME ADVISORY COMMITTEE No. 27-12 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 47-12 END OF DAY PRICING FORUM No. 10-12 RE: ICI COMMENT LETTER ON FINRA...
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Memo#
26588

CFTC Files Supplemental Brief in Lawsuit Challenging Amendments to Rule 4.5

  [26588] October 16, 2012 TO: BOARD OF GOVERNORS No. 11-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-12 COMPLIANCE MEMBERS No. 16-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 56-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 35-12 ETF ADVISORY COMMITTEE No. 37-12 FIXED-INCOME...
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Memo#
26558

Oral Argument in Lawsuit Challenging Amendments to Rule 4.5

  [26558] October 8, 2012 TO: BOARD OF GOVERNORS No. 10-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 62-12 COMPLIANCE MEMBERS No. 15-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 34-12 ETF ADVISORY COMMITTEE No. 35-12 FIXED-INCOME...