Fixed-Income Advisory Content

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28641

Treasury Adopts Amendments to Large Position Reporting Rules

[28641] January 2, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-15 COMPLIANCE MEMBERS No. 1-15 FIXED-INCOME ADVISORY COMMITTEE No. 1-15 INVESTMENT ADVISER MEMBERS No. 1-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-15 SEC RULES MEMBERS No. 1-15 RE: TREASURY ADOPTS AMENDMENTS TO LARGE...
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Memo#
28623

SEC Issues Annual Staff Reports on Credit Rating Agencies

[28623] December 30, 2014 TO: FIXED-INCOME ADVISORY COMMITTEE No. 19-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 35-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 30-14 INVESTMENT ADVISER MEMBERS No. 33-14 RE: SEC ISSUES ANNUAL STAFF REPORTS ON CREDIT RATING AGENCIES   On December 23...
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Memo#
28392

SEC Adopts ABS Disclosure and Shelf Eligibility Rules

[28392] September 23, 2014 TO: FIXED-INCOME ADVISORY COMMITTEE No. 17-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 24-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 20-14 SEC RULES MEMBERS No. 37-14 SMALL FUNDS MEMBERS No. 23-14 RE: SEC ADOPTS ABS DISCLOSURE AND SHELF ELIGIBILITY...
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Memo#
28368

SEC Adopts Rules to Enhance Regulation of Credit Rating Agencies

[28368] September 10, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 56-14 FIXED-INCOME ADVISORY COMMITTEE No. 16-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 19-14 SEC RULES MEMBERS No. 36-14 SMALL FUNDS MEMBERS No. 22-14 RE: SEC...
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Memo#
28294

ICI Global Comments on Implementing Regulation Under MiFID II and MiFIR

[28294] August 4, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 49-14 EQUITY MARKETS ADVISORY COMMITTEE No. 13-14 FIXED-INCOME ADVISORY COMMITTEE No. 12-14 ICI GLOBAL MEMBERS No. 28-14 ICI GLOBAL STEERING COMMITTEE No. 11-14 INTERNATIONAL MEMBERS No. 27-14 INTERNATIONAL...