Fixed-Income Advisory Content

[29441] October 22, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23-15 FIXED-INCOME ADVISORY COMMITTEE No. 33-15 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 65-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL STEERING COMMITTEE No. 17-15...

[29430] October 21, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 75-15 FIXED-INCOME ADVISORY COMMITTEE No. 32-15 RE: ICI DRAFT COMMENT LETTER ON FINRA PROPOSAL TO REQUIRE MARGIN FOR TBA TRANSACTIONS - YOUR COMMENTS REQUESTED BY OCTOBER 28   ICI has drafted a comment letter to...

[29392] October 1, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-15 FIXED-INCOME ADVISORY COMMITTEE No. 31-15 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 61-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL TAX COMMITTEE No. 19-15 ICI...

[29386] September 30, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 70-15 FIXED-INCOME ADVISORY COMMITTEE No. 30-15 INVESTMENT ADVISER MEMBERS No. 23-15 RE: FINRA SUBMITS REVISED PROPOSAL ON MARGIN REQUIREMENTS FOR TO BE ANNOUNCED TRANSACTIONS   On September 24, the Financial...

[29367] September 28, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-15 BROKER/DEALER ADVISORY COMMITTEE No. 44-15 CHIEF RISK OFFICER COMMITTEE No. 22-15 COMPLIANCE ADVISORY COMMITTEE No. 8-15 END OF DAY PRICING FORUM No. 7-15...

[29314] September 3, 2015 TO: FIXED-INCOME ADVISORY COMMITTEE No. 28-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 54-15 INTERNATIONAL COMMITTEE No. 48-15 INVESTMENT ADVISERS COMMITTEE No. 10-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 30-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No...

[29274] August 21, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-15 ETF ADVISORY COMMITTEE No. 20-15 EQUITY MARKETS ADVISORY COMMITTEE No. 14-15 FIXED-INCOME ADVISORY COMMITTEE No. 27-15 ICI GLOBAL CAPITAL MARKETS UNION TASK...

[29242] August 11, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-15 BROKER/DEALER ADVISORY COMMITTEE No. 39-15 CHIEF RISK OFFICER COMMITTEE No. 20-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-15 COMPLIANCE MEMBERS No. 23-15...

[29200] July 27, 2015 TO: FIXED-INCOME ADVISORY COMMITTEE No. 25-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 41-15 INTERNATIONAL MEMBERS No. 27-15 INVESTMENT ADVISER MEMBERS No. 18-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 19-15 SEC...

[29188] July 21, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-15 CHIEF RISK OFFICER COMMITTEE No. 19-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-15 COMPLIANCE ADVISORY COMMITTEE No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No...