Fixed-Income Advisory Content

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ICI Default BG
Memo#
30969

SEC Modifies Approach to Form N-Port Filing Requirements

[30969] December 8, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Audit Committees Closed-End Funds Compensation/Remuneration Compliance Cybersecurity Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Accounting & Financial Reporting Investment...
ICI Default BG
Memo#
30900

Draft ICI Global Comment Letter on IOSCO Consultation Report Examining Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets; Member Comments Requested by October 11

[30900] October 4, 2017 TO: Derivatives Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on IOSCO Consultation Report Examining Regulatory...
ICI Default BG
Memo#
30847

Updates to ICI's Liquidity Risk Management Program Rule Resource Center

[30847] August 22, 2017 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Investment Advisers Committee...