Fixed-Income Advisory Content

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Memo#
31855

SEC Staff Issues Statement on LIBOR Transition

[31855] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Internal Audit Committee...
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Memo#
31822

ICI Summary of Spring 2019 Regulatory Flexibility Agendas

[31822] June 24, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Closed-End Funds Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers Systemic Risk Trading and Markets Transfer Agency Variable Insurance Products RE: ICI Summary of Spring...
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Memo#
31754

Follow-up on TMPG Proposed Best Practices

[31754] May 9, 2019 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: Follow-up on TMPG Proposed Best Practices As discussed on our member call, the Treasury Market...
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Memo#
31737

Member Call on May 9 to Discuss TMPG Proposed Best Practices

[31737] April 29, 2019 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: Member Call on May 9 to Discuss TMPG Proposed Best Practices In July, the Treasury Market...