Fixed-Income Advisory Content

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32189

LIBOR Update: ARRC Releases Buy-Side Checklist and Vendor Questionnaire

[32189] January 31, 2020 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory...
ICI Default BG
Memo#
32131

The SEC Publishes Its 2020 Examination Priorities

[32131] January 8, 2020 TO: ICI Members Investment Company Directors ICI Global Members Chief Compliance Officer Committee International Internal Audit Advisory Committee SEC Rules Committee Transfer Agent Advisory Committee SUBJECTS: Anti-Money Laundering Compliance Cybersecurity...
ICI Default BG
Memo#
32115

Developments Concerning LIBOR and Benchmark Reform Transition - December 2019

[32115] December 19, 2019 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Derivatives Disclosure Fixed Income Securities Fund Accounting & Financial...
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Memo#
31975

Recent Developments Concerning LIBOR and Benchmark Reform Transition

[31975] September 20, 2019 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Derivatives Disclosure Fixed Income Securities Fund Accounting &...
ICI Default BG
Memo#
31958

Treasury and HUD Submit Housing Finance Reform Plans to President

[31958] September 11, 2019 TO: ICI Members Fixed-Income Advisory Committee SEC Rules Committee SUBJECTS: Fixed Income Securities Trading and Markets RE: Treasury and HUD Submit Housing Finance Reform Plans to President On September 5th, the US Department of Treasury and the US...
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Memo#
31885

Recent Developments in Benchmark Reform Transition

[31885] August 2, 2019 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Derivatives Disclosure Fixed Income Securities Fund Accounting & Financial...