Fixed-Income Advisory Content

[31248] June 15, 2018 TO: ICI Members ICI Global Members SUBJECTS: Fixed Income Securities RE: FINRA Proposes Enhanced TRACE Reporting Requirements for US Treasury Securities The Financial Industry Regulatory Authority (FINRA) recently filed a proposed rule change with the SEC that...

[31227] May 31, 2018 TO: ICI Members ICI Global Members Fixed-Income Advisory Committee ICI Global Regulated Funds Committee Money Market Funds Advisory Committee SUBJECTS: International/Global RE: BCBS and IOSCO Issue Criteria for Identifying STC Short-Term Securitisations On 14 May...

[31194] May 3, 2018 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Investment Advisers Committee Municipal...

[31176] April 20, 2018 TO: ICI Members ICI Global Members SUBJECTS: Fixed Income Securities Trading and Markets RE: IOSCO Publishes A Final Report on Regulatory Reporting and Public Transparency in Secondary Corporate Bond Markets The Board of the International Organization of...

[31154] April 10, 2018 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee RE: April 9 SEC Meeting of Fixed Income Market Structure Advisory Committee On April 9th...

[31150] April 4, 2018 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Member Call to Discuss European Commission Recommendations on Corporate Bond Markets in Europe As previously...

[31149] March 29, 2018 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, April 9, 2018 The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory...

[31091] February 16, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Advertising Anti-Money Laundering Compliance Cybersecurity Exchange-Traded Funds (ETFs) Fixed Income Securities Litigation & Enforcement Municipal Securities Variable Insurance Products...

[30996] December 27, 2017 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Thursday, January 11, 2018 The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory...

[30994] December 22, 2017 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Small Funds Committee Tax Committee Variable...