Fixed-Income Advisory Content

[30408] November 18, 2016 TO: Derivatives Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee Money Market Funds Advisory Committee SEC Rules Committee RE: Draft Comment Letter on FDIC Proposal on Stays in Qualified Financial Contracts of...

[30354] October 26, 2016 TO: FIXED-INCOME ADVISORY COMMITTEE No. 44-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-16SEC RULES MEMBERS No. 67-16 RE: SEC APPROVES FINRA RULE CHANGE RELATING TO THE REPORTING OF US TREASURY SECURITIES TO TRACE; REGULATORS HOLD CONFERENCE TO DISCUSS THE...

[30341] October 25, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 65-16FIXED-INCOME ADVISORY COMMITTEE No. 43-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 73-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-16SEC RULES MEMBERS No. 66-16 RE: FDIC ISSUES PROPOSAL ON STAYS IN QUALIFIED...

[30338] October 24, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-16ETF ADVISORY COMMITTEE No. 29-16EQUITY MARKETS ADVISORY COMMITTEE No. 47-16FIXED-INCOME ADVISORY COMMITTEE No. 42...

[30334] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 33-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-16BROKER/DEALER ADVISORY COMMITTEE No. 38-16CHIEF RISK OFFICER COMMITTEE No. 33-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-16COMPLIANCE MEMBERS No. 34...

The SEC adopted rule amendments last week that permit, but do not require, mutual funds to use swing pricing. On the same day, the SEC adopted new enhanced fund reporting and liquidity requirements.

[30331] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 32-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-16BROKER/DEALER ADVISORY COMMITTEE No. 37-16CHIEF RISK OFFICER COMMITTEE No. 32-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-16COMPLIANCE MEMBERS No. 33...

[30322] October 18, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 58-16FIXED-INCOME ADVISORY COMMITTEE No. 37-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 71-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-16SEC RULES MEMBERS No. 59-16 RE: ICI FILES COMMENT LETTER WITH OCC ON...

[30316] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-16BROKER/DEALER ADVISORY COMMITTEE No. 35-16CHIEF RISK OFFICER COMMITTEE No. 30-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-16COMPLIANCE MEMBERS No. 31...

[30308] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-16ETF ADVISORY COMMITTEE No. 23-16EQUITY MARKETS ADVISORY COMMITTEE No. 43-16FIXED-INCOME ADVISORY COMMITTEE No. 35...