Closed-End Investment Company Content

[17321] March 30, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-04 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - MAY 5, 2004 A meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, May 5, 2004 at the offices of the...

[17318] March 30, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-04 SEC RULES COMMITTEE No. 28-04 SMALL FUNDS COMMITTEE No. 21-04 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-04 RE: SEC PROPOSES AMENDMENTS TO EDGAR SYSTEM RULES TO IDENTIFY SERIES AND CLASSES AND...

[17258] March 19, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-04 SEC RULES COMMITTEE No. 27-04 SMALL FUNDS COMMITTEE No. 20-04 RE: SEC PROPOSES DISCLOSURE RULES RELATING TO PORTFOLIO MANAGERS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES; CONFERENCE CALL SCHEDULED FOR...

[17251] March 19, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-04 RE: AMEX PROPOSAL REGARDING REQUIRED FREQUENCY OF AUDIT COMMITTEE MEETINGS; COMMENTS REQUESTED ON ICI DRAFT LETTER BY MARCH 30TH The Securities and Exchange Commission has published for comment an American...

[17212] March 15, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-04 COMPLIANCE ADVISORY COMMITTEE No. 34-04 INVESTMENT ADVISERS COMMITTEE No. 5-04 SEC RULES COMMITTEE No. 24-04 SMALL FUNDS COMMITTEE No. 18-04 RE: PROXY VOTING DISCLOSURE SERVICES OFFERED BY THIRD PARTY VENDOR...

URGENT/ACTION REQUESTED [17179] March 5, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-04 COMPLIANCE ADVISORY COMMITTEE No. 33-04 INVESTMENT ADVISERS COMMITTEE No. 4-04 SEC RULES COMMITTEE No. 21-04 SMALL FUNDS COMMITTEE No. 16-04 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL...

[17126] February 27, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-04 SEC RULES COMMITTEE No. 18-04 SMALL FUNDS COMMITTEE No. 14-04 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC’S FUND GOVERNANCE PROPOSALS Attached is the Institute’s draft comment letter on the Securities and...

[17109] February 17, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-04 SEC RULES COMMITTEE No. 17-04 SMALL FUNDS COMMITTEE No. 13-04 RE: SEC PROPOSES NEW DISCLOSURE REQUIREMENTS REGARDING BOARD APPROVAL OF INVESTMENT ADVISORY CONTRACTS The Securities and Exchange Commission...

[17056] February 4, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-04 RE: DRAFT SUPPLEMENT TO ICI SAMPLE AUDIT COMMITTEE CHARTER In September of 2003 the Institute released a sample audit committee charter and drafting guide intended to assist member firms in developing audit...

[17032] January 30, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-04 COMPLIANCE ADVISORY COMMITTEE No. 13-04 EQUITY MARKETS ADVISORY COMMITTEE No. 2-04 INTERNATIONAL COMMITTEE No. 8-04 INVESTMENT ADVISERS COMMITTEE No. 3-04 PENSION COMMITTEE No. 6-04 SEC RULES COMMITTEE No...