Closed-End Investment Company Content

[17947] September 7, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-04 INTERNATIONAL COMMITTEE No. 42-04 INVESTMENT ADVISERS COMMITTEE No. 14-04 SEC RULES COMMITTEE No. 75-04 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC PROPOSAL REQUIRING HEDGE FUND ADVISERS TO REGISTER UNDER...

[17919] August 24, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 27-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-04 SEC RULES COMMITTEE No. 72-04 UNIT INVESTMENT TRUST COMMITTEE No. 23-04 RE: DRAFT INSTITUTE COMMENT LETTER ON FASB PROPOSAL REGARDING FAIR VALUE MEASUREMENTS As we...

[17895] August 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-04 COMPLIANCE ADVISORY COMMITTEE No. 79-04 INVESTMENT ADVISERS COMMITTEE No. 12-04 PRIVACY ISSUES WORKING GROUP No. 5-04 SEC RULES COMMITTEE No. 70-04 SMALL FUNDS COMMITTEE No. 45-04 TRANSFER AGENT ADVISORY...

[17862] August 5, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 26-04 BANK AND TRUST ADVISORY COMMITTEE No. 17-04 BROKER/DEALER ADVISORY COMMITTEE No. 24-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-04 OPERATIONS COMMITTEE No. 18-04 TAX COMMITTEE No. 25-04 TRANSFER AGENT ADVISORY...

[17823] July 28, 2004 TO: SEC RULES COMMITTEE No. 64-04 SMALL FUNDS COMMITTEE No. 42-04 COMPLIANCE ADVISORY COMMITTEE No. 76-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-04 INVESTMENT ADVISERS COMMITTEE No. 10-04 TRANSFER AGENT ADVISORY COMMITTEE No. 65-04 UNIT INVESTMENT TRUST...

[17829] July 28, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-04 INTERNATIONAL COMMITTEE No. 41-04 INVESTMENT ADVISERS COMMITTEE No. 11-04 SEC RULES COMMITTEE No. 65-04 RE: SEC PROPOSES REQUIRING HEDGE FUND ADVISERS TO REGISTER UNDER THE INVESTMENT ADVISERS ACT In a three...

[17803] July 23, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-04 COMPLIANCE ADVISORY COMMITTEE No. 74-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 72-04 SEC RULES COMMITTEE No. 62-04 SMALL FUNDS COMMITTEE No. 41-04 UNIT INVESTMENT TRUST COMMITTEE No. 18-04 RE: NEW CHIEF...

[17808] July 23, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-04 SEC RULES COMMITTEE No. 63-04 UNIT INVESTMENT TRUST COMMITTEE No. 19-04 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC STAFF DECISION TO PUBLICLY RELEASE COMMENT AND RESPONSE LETTERS As we previously informed you,∗...

[17762] July 13, 2004 TO: SEC RULES COMMITTEE No. 60-04 SMALL FUNDS COMMITTEE No. 39-04 COMPLIANCE ADVISORY COMMITTEE No. 70-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-04 INVESTMENT ADVISERS COMMITTEE No. 8-04 UNIT INVESTMENT TRUST COMMITTEE No. 16-04 TRANSFER AGENT ADVISORY...

[17756] July 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-04 INVESTMENT ADVISERS COMMITTEE No. 9-04 SEC RULES COMMITTEE No. 61-04 SMALL FUNDS COMMITTEE No. 40-04 UNIT INVESTMENT TRUST COMMITTEE No. 17-04 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange...