Closed-End Investment Company Content

[17750] July 2, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-04 RE: SEC PROPOSES AMENDMENTS TO RULES 16b-3 AND 16b-7 UNDER THE SECURITIES EXCHANGE ACT OF 1934; COMMENTS REQUESTED BY AUGUST 9TH The Securities and Exchange Commission has proposed amendments to Rule 16b-3 and...

[17748] July 2, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-04 SEC RULES COMMITTEE No. 59-04 UNIT INVESTMENT TRUST COMMITTEE No. 15-04 RE: SEC STAFF TO RELEASE COMMENT AND RESPONSE LETTERS RELATING TO FUND DISCLOSURE FILINGS, REQUESTS INPUT ON PROCESS The staff of the...

[17743] July 1, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 22-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-04 SEC RULES COMMITTEE No. 57-04 UNIT INVESTMENT TRUST COMMITTEE No. 14-04 RE: FASB PROPOSES ACCOUNTING STANDARD ON FAIR VALUE MEASUREMENT The Financial Accounting...

[17564] May 21, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-04 EQUITY MARKETS ADVISORY COMMITTEE No. 24-04 SEC RULES COMMITTEE No. 46-04 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSAL TO REQUIRE ELECTRONIC FILING AND POSTING OF PROPOSED RULE CHANGES OF SELF- REGULATORY...

[17566] May 21, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-04 SEC RULES COMMITTEE No. 47-04 SMALL FUNDS COMMITTEE No. 31-04 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSAL RELATING TO DISCLOSURE RULES FOR PORTFOLIO MANAGERS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES The...

[17488] May 11, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-04 SEC RULES COMMITTEE No. 42-04 SMALL FUNDS COMMITTEE No. 28-04 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC PROPOSAL RELATING TO DISCLOSURE RULES FOR PORTFOLIO MANAGERS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES...

[17462] May 4, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-04 SEC RULES COMMITTEE No. 39-04 SMALL FUNDS COMMITTEE No. 26-04 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 4-04 RE: DRAFT ICI COMMENT LETTER ON SEC EDGAR RULE PROPOSAL As we previously informed you, the...

[17434] April 28, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-04 EQUITY MARKETS ADVISORY COMMITTEE No. 20-04 SEC RULES COMMITTEE No. 38-04 RE: SEC PROPOSAL TO REQUIRE ELECTRONIC FILING AND POSTING OF PROPOSED RULE CHANGES OF SELF-REGULATORY ORGANIZATIONS The Securities and...

[17432] April 28, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-04 RE: DRAFT AGENDA FOR MAY 5TH CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING Attached is the draft agenda for the Closed-End Investment Company Committee meeting scheduled for Wednesday, May 5th. If there are...

[17380] April 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-04 SEC RULES COMMITTEE No. 32-04 SMALL FUNDS COMMITTEE No. 22-04 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL REGARDING BOARD APPROVAL OF ADVISORY CONTRACTS; CONFERENCE CALL APRIL 16TH As we previously informed...