Closed-End Investment Company Content

[18570] February 23, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 10-05 BOARD OF GOVERNORS No. 9-05 CEOS SEC RULES COMMITTEE No. 16-05 SMALL FUNDS COMMITTEE No. 5-05 UNIT INVESTMENT TRUST COMMITTEE No. 2-05 RE: CLASS ACTION REFORM...

[18541] February 15, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-05 SEC RULES COMMITTEE No. 14-05 RE: CFTC PROPOSAL TO WITHDRAW INTERPRETATION THAT PERMITS USE OF THIRD-PARTY CUSTODIAL ACCOUNTS FOR FUTURES MARGIN The Commodity Futures Trading Commission has issued a notice1...

[18527] February 10, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-05 EQUITY MARKETS ADVISORY COMMITTEE No. 11-05 SEC RULES COMMITTEE No. 13-05 RE: DRAFT INSTITUTE LETTER ON SEC PROPOSAL RELATING TO REGULATION M As we previously informed you,1 the Securities and Exchange...

November 6, 1992 TO: BOARD OF GOVERNORS NO. 79-92 SEC RULES COMMITTEE NO. 84-92 CLOSED-END FUND COMMITTEE NO. 28-92 CLOSED-END FUND DIVISIONAL COMMITTEE INTERVAL FUNDS AD HOC COMMITTEE RE: INSTITUTE LETTER ON SEC’S INTERVAL FUND PROPOSALS ______________________________________________...

[18475] January 28, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-05 INVESTMENT ADVISERS COMMITTEE No. 5-05 SEC RULES COMMITTEE No. 9-05 SMALL FUNDS COMMITTEE No. 2-05 UNIT INVESTMENT TRUST COMMITTEE No. 1-05 RE: SEC SEMI-ANNUAL REGULATORY AGENDA Last month, the Securities...

[18461] January 25, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-05 RE: CLOSED-END INVESTMENT COMPANY COMMITTEE SURVEY RESULTS We recently asked Closed-End Investment Company Committee members to complete a survey to provide feedback on various aspects of the Committee’s...

[18440] January 21, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-05 EQUITY MARKETS ADVISORY COMMITTEE No. 7-05 FIXED-INCOME ADVISORY COMMITTEE No. 3-05 SEC RULES COMMITTEE No. 6-05 RE: DRAFT INSTITUTE LETTER ON SECURITIES ACT REFORM PROPOSALS As we previously informed you,1...

[18425] January 18, 2005 TO: SEC RULES COMMITTEE No. 4-05 COMPLIANCE ADVISORY COMMITTEE No. 5-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-05 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-05 SMALL FUNDS MEMBERS No. 7-05 TECHNOLOGY ADVISORY COMMITTEE No. 2-05 INVESTMENT ADVISERS...

[18410] January 12, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-05 COMPLIANCE ADVISORY COMMITTEE No. 2-05 INVESTMENT ADVISERS COMMITTEE No. 2-05 SEC RULES COMMITTEE No. 3-05 SMALL FUNDS COMMITTEE No. 1-05 RE: DRAFTING GUIDE FOR CODES OF ETHICS UNDER RULES 17j-1 AND 204A-1...

[18322] December 10, 2004 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 33-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-04 COMPLIANCE ADVISORY COMMITTEE No. 118-04 EQUITY MARKETS ADVISORY COMMITTEE No. 51-04 INVESTMENT ADVISERS COMMITTEE No. 20-04 SEC RULES COMMITTEE No. 97-04 SMALL...