Broker/Dealer Advisory Content

  [25240] June 1, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 32-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-11 COMPLIANCE MEMBERS No. 25-11 INTERNAL SALES MANAGERS ROUNDTABLE No. 2-11 SEC RULES MEMBERS No. 62-11 SALES FORCE MARKETING COMMITTEE No. 2-11 SMALL FUNDS MEMBERS No...

  [25236] June 1, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 12-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 30-11 BROKER/DEALER ADVISORY COMMITTEE No. 31-11 OPERATIONS COMMITTEE No. 19-11 SMALL FUNDS COMMITTEE No. 22-11 TAX COMMITTEE No. 33-11 TRANSFER AGENT ADVISORY...

ACTION REQUESTED [25234] May 31, 2011 TO: TAX COMMITTEE No. 32-11 INTERNATIONAL COMMITTEE No. 14-11 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-11 TRANSFER AGENT ADVISORY COMMITTEE No. 39-11 BROKER/DEALER ADVISORY COMMITTEE No. 30-11 RE: DRAFT ICI COMMENT LETTER ON FATCA --...

[25229] May 27, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-11 RE: BDAC MEETING NOTICE - JULY 27-28, 2011   The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, July 27 and Thursday, July 28, 2011 at the offices of Goldman, Sachs & Company...

[25197] May 18, 2011 TO: OPERATIONS COMMITTEE No. 18-11 TRANSFER AGENT ADVISORY COMMITTEE No. 37-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 29-11 BROKER/DEALER ADVISORY COMMITTEE No. 28-11 TAX COMMITTEE No. 29-11 RE: COST BASIS REPORTING - SHAREHOLDER COMMUNICATIONS...

[25194] May 18, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 10-11 BROKER/DEALER ADVISORY COMMITTEE No. 26-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-11 OPERATIONS COMMITTEE No. 16-11 SMALL FUNDS COMMITTEE No. 20-11 TAX COMMITTEE No. 28-11 TRANSFER AGENT ADVISORY...

[25191] May 17, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 26-11 BROKER/DEALER ADVISORY COMMITTEE No. 25-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-11 ETF ADVISORY COMMITTEE No. 33-11 EQUITY MARKETS ADVISORY COMMITTEE No. 23-11 FIXED-INCOME ADVISORY COMMITTEE...

[25185] May 12, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-11 ETF ADVISORY COMMITTEE No. 31-11 SEC RULES MEMBERS No. 54-11 SMALL FUNDS MEMBERS No. 35-11 RE: FINRA SEEKS TO ADOPT AMENDMENTS TO CASH COMPENSATION AND REVENUE SHARING...

  [25181] May 11, 2011 TO: TAX MEMBERS No. 8-11 INTERNATIONAL MEMBERS No. 14-11 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-11 TRANSFER AGENT ADVISORY COMMITTEE No. 32-11 BROKER/DEALER ADVISORY COMMITTEE No. 23-11 RE: DRAFT OUTLINE OF ICI COMMENT LETTER ON FATCA AND NOTICE 2011...

[25176] May 9, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 22-11 COMPLIANCE MEMBERS No. 22-11 INVESTMENT ADVISER MEMBERS No. 11-11 SMALL FUNDS MEMBERS No. 34-11 TRANSFER AGENT ADVISORY COMMITTEE No. 31-11 RE: ICI FILES COMMENT LETTER WITH SEC ON PROPOSED "MISSING SECURITYHOLDER"...