Broker/Dealer Advisory Content

  [24974] February 18, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 12-11 BROKER/DEALER ADVISORY COMMITTEE No. 10-11 COMPLIANCE MEMBERS No. 17-11 OPERATIONS MEMBERS No. 6-11 SEC RULES MEMBERS No. 35-11 SMALL FUNDS MEMBERS No. 21-11 TRANSFER AGENT ADVISORY COMMITTEE No...

  [24976] February 18, 2011 TO: 529 PLAN ADVISORY COMMITTEE No. 2-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 13-11 BROKER/DEALER ADVISORY COMMITTEE No. 11-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-11 COMPLIANCE ADVISORY COMMITTEE No. 3-11 FIXED-INCOME ADVISORY...

  [24971] February 17, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 3-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 11-11 BROKER/DEALER ADVISORY COMMITTEE No. 9-11 OPERATIONS COMMITTEE No. 8-11 TAX COMMITTEE No. 7-11 TRANSFER AGENT ADVISORY COMMITTEE No. 14-11 RE...

  [24939] February 3, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-11 BROKER/DEALER ADVISORY COMMITTEE No. 8-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 12-11 EQUITY MARKETS ADVISORY COMMITTEE No. 11-11 FIXED-INCOME ADVISORY...

[24934] February 2, 2011 TO: 529 PLAN ADVISORY COMMITTEE No. 1-11 BROKER/DEALER ADVISORY COMMITTEE No. 7-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-11 COMPLIANCE MEMBERS No. 10-11 INVESTMENT ADVISER MEMBERS No. 6-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 7-11 PENSION...

[24913] January 27, 2011 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-11 BROKER/DEALER ADVISORY COMMITTEE No. 6-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 5-11 OPERATIONS COMMITTEE No. 4-11 SEC RULES MEMBERS No. 20-11 SMALL FUNDS COMMITTEE...

  [24877] January 14, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 5-11 TAX MEMBERS No. 2-11 OPERATIONS MEMBERS No. 2-11 TRANSFER AGENT ADVISORY COMMITTEE No. 5-11 SMALL FUNDS MEMBERS No. 5-11 RE: ICI LETTER TO IRS AND TREASURY...

  [24874] January 13, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 3-11 BROKER/DEALER ADVISORY COMMITTEE No. 3-11 COMPLIANCE MEMBERS No. 4-11 PENSION MEMBERS No. 2-11 TRANSFER AGENT ADVISORY COMMITTEE No. 3-11 RE: SCHEDULE OF 2011 CALLS TO DISCUSS OPERATIONAL ISSUES...

  [24875] January 13, 2011 TO: 529 PLAN MEMBERS No. 1-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 4-11 BROKER/DEALER ADVISORY COMMITTEE No. 4-11 COMPLIANCE MEMBERS No. 5-11 INVESTMENT ADVISER MEMBERS No. 2-11 PENSION MEMBERS No. 3-11 SEC RULES MEMBERS No. 6-11 SMALL FUNDS...

[24863] January 11, 2011 TO: TAX COMMITTEE No. 3-11 SMALL FUNDS COMMITTEE No. 3-11 OPERATIONS COMMITTEE No. 2-11 COMPLIANCE ADVISORY COMMITTEE No. 2-11 BROKER/DEALER ADVISORY COMMITTEE No. 2-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 2-11 TRANSFER AGENT ADVISORY COMMITTEE...