Broker/Dealer Advisory Content

[25148] April 27, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 8-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 24-11 BROKER/DEALER ADVISORY COMMITTEE No. 21-11 OPERATIONS COMMITTEE No. 13-11 TAX COMMITTEE No. 22-11 TRANSFER AGENT ADVISORY COMMITTEE No. 28-11 RE: IRS...

  [25086] April 12, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 7-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-11 BROKER/DEALER ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 11-11 TAX COMMITTEE No. 19-11 SMALL FUNDS COMMITTEE No. 14-11 TRANSFER AGENT...

  [25074] April 8, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 10-11 SEC RULES COMMITTEE No. 30-11 SMALL FUNDS COMMITTEE No. 13-11 RE: DTCC AND SIFMA RELEASE MONEY MARKET INSTRUMENTS BLUE SKY TASK FORCE...

  [25040] March 23, 2011 TO: 529 PLAN MEMBERS No. 2-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 18-11 BROKER/DEALER ADVISORY COMMITTEE No. 18-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-11 COMPLIANCE MEMBERS No. 21-11 INVESTMENT ADVISER MEMBERS No. 10-11 MUNICIPAL...

  [25035] March 21, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-11 CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-11 INVESTMENT ADVISERS COMMITTEE No. 3-11 TRANSFER AGENT ADVISORY COMMITTEE No. 21-11 RE: SEC SEEKS COMMENT ON REQUIRING PAYMENT AGENTS TO PROVIDE NOTICE OF UNCASHED CHECKS...

  [25031] March 17, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 16-11 RE: BDAC MEETING NOTICE - MAY 3-4, 2011   The next meeting of the Broker/Dealer Advisory Committee will take place on Tuesday, May 3 and Wednesday, May 4, 2011 at the Marriott Wardman Park Hotel located at 2660...

[25021] March 11, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 6-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 17-11 BROKER/DEALER ADVISORY COMMITTEE No. 15-11 OPERATIONS MEMBERS No. 8-11 TAX MEMBERS No. 5-11 SMALL FUNDS MEMBERS No. 27-11 TRANSFER AGENT ADVISORY...

  [25014] March 8, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 5-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-11 BROKER/DEALER ADVISORY COMMITTEE No. 14-11 OPERATIONS COMMITTEE No. 9-11 SMALL FUNDS COMMITTEE No. 11-11 TAX COMMITTEE No. 12-11 TRANSFER AGENT ADVISORY...

[24988] February 24, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 4-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-11 BROKER/DEALER ADVISORY COMMITTEE No. 13-11 OPERATIONS MEMBERS No. 7-11 SMALL FUNDS MEMBERS No. 26-11 TAX MEMBERS No. 3-11 TRANSFER AGENT ADVISORY...

[24986] February 23, 2011 TO: 529 PLAN ADVISORY COMMITTEE No. 3-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 14-11 BROKER/DEALER ADVISORY COMMITTEE No. 12-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-11 COMPLIANCE MEMBERS No. 19-11 FIXED-INCOME ADVISORY COMMITTEE No. 24...