Bank, Trust and Recordkeeper Advisory Content

ACTION REQUESTED [26040] April 16, 2012 TO: PENSION COMMITTEE No. 11-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 11-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 16-12 RE: DRAFT ICI ISSUES LIST FOR DEPARTMENT OF LABOR 408(b)(2) FREQUENTLY ASKED QUESTIONS; COMMENTS DUE APRIL 24...

  [26038] April 12, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 5-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-12 BROKER/DEALER ADVISORY COMMITTEE No. 16-12 OPERATIONS COMMITTEE No. 10-12 SMALL FUNDS COMMITTEE No. 11-12 TAX COMMITTEE No. 19-12 TRANSFER AGENT ADVISORY...

  [26033] April 10, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 14-12 RE: BTRAC MEETING NOTICE - JUNE 13-14, 2012   The next Bank, Trust and Retirement Advisory Committee meeting will be held on Wednesday, June 13 and Thursday, June 14, 2012 at the offices of TD...

[26009] March 30, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 13-12 RE: ICI URGES DOL TO RECONSIDER RESTRICTIVE APPROACH TO E-DELIVERY OF PARTICIPANT DISCLOSURES   In a letter to the Department of Labor (DOL), [1] the Institute (along with 14 other trade associations)...

  [26004] March 29, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 4-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 12-12 BROKER/DEALER ADVISORY COMMITTEE No. 15-12 OPERATIONS COMMITTEE No. 9-12 SMALL FUNDS COMMITTEE No. 9-12 TAAC COST BASIS REPORTING TASK FORCE No. 1-12 TAX...

  [25966] March 7, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 3-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 11-12 BROKER/DEALER ADVISORY COMMITTEE No. 14-12 OPERATIONS COMMITTEE No. 8-12 SMALL FUNDS COMMITTEE No. 7-12 TAX COMMITTEE No. 13-12 TRANSFER AGENT ADVISORY...

[25960] March 5, 2012 TO: AML COMPLIANCE WORKING GROUP No. 3-12 TRANSFER AGENT ADVISORY COMMITTEE No. 14-12 BROKER/DEALER ADVISORY COMMITTEE No. 13-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-12 RE: FINCEN'S ADVANCE NOTICE OF PROPOSED RULEMAKING ON POSSIBLE CUSTOMER DUE...

  [25950] March 1, 2012 TO: PENSION MEMBERS No. 14-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 9-12 BROKER/DEALER ADVISORY COMMITTEE No. 12-12 TRANSFER AGENT ADVISORY COMMITTEE No. 12-12 RE: FAA MODERNIZATION ACT EXPANDS IRA ROLLOVER OPPORTUNITIES FOR AIRLINE EMPLOYEES WHO...

[25939] February 28, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 8-12 BROKER/DEALER ADVISORY COMMITTEE No. 11-12 TRANSFER AGENT ADVISORY COMMITTEE No. 11-12 PENSION MEMBERS No. 12-12 TAX MEMBERS No. 11-12 RE: DC REVISES MANDATORY RETIREMENT DISTRIBUTION WITHHOLDING LAW...

  [25883] February 8, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 2-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 7-12 BROKER/DEALER ADVISORY COMMITTEE No. 6-12 OPERATIONS COMMITTEE No. 5-12 SMALL FUNDS COMMITTEE No. 3-12 TAX COMMITTEE No. 10-12 TRANSFER AGENT ADVISORY...