Bank, Trust and Recordkeeper Advisory Content

[26378] August 8, 2012 TO: PENSION MEMBERS No. 28-12 OPERATIONS COMMITTEE No. 23-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-12 BROKER/DEALER ADVISORY COMMITTEE No. 38-12 TRANSFER AGENT ADVISORY COMMITTEE No. 47-12 RE: DOL ISSUES DIRECT FINAL RULE REVISING 408(b)(2) NON...

[26361] August 1, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 34-12 RE: DOL WITHDRAWS CONTROVERSIAL FAQ-30   We are pleased to report that the Department of Labor (“DOL”) rescinded FAQ-30 of Field Assistance Bulletin (“FAB”) 2012-02 [1] and re-published guidance as FAB...

[26344] July 26, 2012 TO: TAX MEMBERS No. 29-12 INTERNATIONAL MEMBERS No. 31-12 OPERATIONS MEMBERS No. 3-12 BROKER/DEALER ADVISORY COMMITTEE No. 35-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-12 TRANSFER AGENT ADVISORY COMMITTEE No. 45-12 TAAC FATCA TASK FORCE No. 2-12 RE...

[26338] July 25, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 11-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-12 BROKER/DEALER ADVISORY COMMITTEE No. 34-12 OPERATIONS COMMITTEE No. 22-12 SMALL FUNDS COMMITTEE No. 21-12 TAAC COST BASIS REPORTING TASK FORCE No. 8-12 TAX...

[26310] July 18, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 31-12 RE: BTRAC MEETING NOTICE - SEPTEMBER 25-26, 2012   The next Bank, Trust and Retirement Advisory Committee meeting will be held on Tuesday, September 25 and Wednesday, September 26, 2012 at the offices of...

[26300] July 13, 2012 TO: AML COMPLIANCE WORKING GROUP No. 6-12 TRANSFER AGENT ADVISORY COMMITTEE No. 42-12 BROKER/DEALER ADVISORY COMMITTEE No. 33-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 30-12 RE: FINCEN HEARING (JULY 31) ON PROPOSED RULEMAKING REGARDING CUSTOMER DUE...

  [26258] June 22, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-12 BROKER/DEALER ADVISORY COMMITTEE No. 32-12 OPERATIONS COMMITTEE No. 20-12 TRANSFER AGENT ADVISORY COMMITTEE No. 40-12 RE: ICI STUDY ON OPERATIONAL IMPACTS OF PROPOSED REDEMPTION RESTRICTIONS ON MONEY...

[26255] June 21, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-12 BROKER/DEALER ADVISORY COMMITTEE No. 31-12 TAX COMMITTEE No. 33-12 TRANSFER AGENT ADVISORY COMMITTEE No. 39-12 PENSION MEMBERS No. 25-12 RE: DC TARGETED RETIREMENT DISTRIBUTION WITHHOLDING TEMPORARY ACT...

  [26248] June 20, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 10-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 27-12 BROKER/DEALER ADVISORY COMMITTEE No. 30-12 OPERATIONS COMMITTEE No. 19-12 SMALL FUNDS COMMITTEE No. 18-12 TAAC COST BASIS REPORTING TASK FORCE No. 7-12...

[26235] June 13, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-12 BROKER/DEALER ADVISORY COMMITTEE No. 29-12 SEC RULES MEMBERS No. 50-12 SMALL FUNDS MEMBERS No. 19-12 TRANSFER AGENT ADVISORY COMMITTEE No. 37-12 RE: INTERPRETATION OF "DORMANCY" FOR PURPOSES OF DELAWARE...