Bank, Trust and Recordkeeper Advisory Content

[26874] January 14, 2013 TO: OPERATIONS COMMITTEE No. 6-13 TRANSFER AGENT ADVISORY COMMITTEE No. 9-13 BROKER/DEALER ADVISORY COMMITTEE No. 4-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 4-13 RE: ICI LETTER ON CFTC’S PROPOSAL TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND...

[26862] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 3-13 BROKER/DEALER ADVISORY COMMITTEE No. 3-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 1-13 OPERATIONS COMMITTEE...

[26848] January 8, 2013 TO: BDAC COST BASIS REPORTING TASK FORCE No. 1-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 2-13 BROKER/DEALER ADVISORY COMMITTEE No. 2-13 OPERATIONS COMMITTEE No. 3-13 SMALL FUNDS COMMITTEE No. 1-13 TAAC COST BASIS REPORTING TASK FORCE No. 1-13 TAX...

[26838] January 7, 2013 TO: PENSION MEMBERS No. 6-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 1-13 BROKER/DEALER ADVISORY COMMITTEE No. 1-13 OPERATIONS COMMITTEE No. 2-13 TRANSFER AGENT ADVISORY COMMITTEE No. 5-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA   The...

[26799] December 20, 2012 TO: PENSION MEMBERS No. 38-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 61-12 TRANSFER AGENT ADVISORY COMMITTEE No. 80-12 RE: DEPARTMENT OF LABOR ISSUES PROPOSED AMENDMENTS TO ABANDONED PLAN REGULATIONS AND CLASS EXEMPTION   The Department of Labor...

[26760] December 17, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 60-12 RE: BTRAC MEETING NOTICE - FEBRUARY 13-14, 2013   The next Bank, Trust and Retirement Advisory Committee meeting will be held on Wednesday, February 13 and Thursday, February 14, 2013 at the offices...

[26728] November 28, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 76-12 BROKER/DEALER ADVISORY COMMITTEE No. 65-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 59-12 SECURITIES OPERATIONS ADVISORY GROUP RE: ICI SUBMITS LETTER TO NATIONAL FUTURES ASSOCIATION ON BYLAW 1101...

[26706] November 20, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 58-12 BROKER/DEALER ADVISORY COMMITTEE No. 64-12 INTERNATIONAL MEMBERS No. 51-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-12 OPERATIONS MEMBERS No. 7-12 TAAC FATCA TASK FORCE No. 13-12 TAX...

  [26691] November 16, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 55-12 BROKER/DEALER ADVISORY COMMITTEE No. 61-12 INDEPENDENT DIRECTORS COUNCIL No. 1-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 55-12 MUNICIPAL SECURITIES...

[26696] November 16, 2012 TO: TAX COMMITTEE No. 52-12 ICI GLOBAL TAX COMMITTEE No. 16-12 INTERNATIONAL COMMITTEE No. 42-12 OPERATIONS COMMITTEE No. 49-12 BROKER/DEALER ADVISORY COMMITTEE No. 63-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 57-12 TRANSFER AGENT ADVISORY...