[27755] December 11, 2013 TO: PENSION MEMBERS No. 58-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 43-13 OPERATIONS COMMITTEE No. 58-13 TRANSFER AGENT ADVISORY COMMITTEE No. 86-13 RE: ICI SUBMITS LETTER TO DEPARTMENT OF THE TREASURY REGARDING RETROACTIVE APPLICATION OF U.S. V...
[27744] December 5, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 42-13 BROKER/DEALER ADVISORY COMMITTEE No. 54-13 OPERATIONS COMMITTEE No. 55-13 SMALL FUNDS COMMITTEE No. 22-13 TRANSFER AGENT ADVISORY COMMITTEE No. 84-13 RE: INSTITUTE PUBLISHES RESULTS FROM THE 2013...
[27739] December 4, 2013 TO: PENSION MEMBERS No. 56-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-13 OPERATIONS COMMITTEE No. 54-13 TRANSFER AGENT ADVISORY COMMITTEE No. 83-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA The Department of Labor (Department) has...
[27701] November 14, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-13 RE: MARK YOUR CALENDAR - 2014 BTRAC MEETING SCHEDULE The Bank, Trust and Retirement Advisory Committee meeting schedule for 2014 has been finalized. Please mark your calendar for the following...
[27694] November 12, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 39-13 BROKER/DEALER ADVISORY COMMITTEE No. 51-13 OPERATIONS COMMITTEE No. 52-13 TRANSFER AGENT ADVISORY COMMITTEE No. 80-13 RE: STATUS OF ICI COMMITTEE WORK ON BUSINESS CONTINUITY AND UNSCHEDULED MARKET...
[27684] November 7, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-13 BROKER/DEALER ADVISORY COMMITTEE No. 50-13 OPERATIONS COMMITTEE No. 51-13 TRANSFER AGENT ADVISORY COMMITTEE No. 78-13 RE: INSTITUTE PUBLISHED TWO STUDIES FOCUSED ON RETIREMENT SAVERS IN THE WAKE OF...
[27637] October 14, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 36-13 BROKER/DEALER ADVISORY COMMITTEE No. 47-13 RE: SURVEY RESULTS - BDAC/BTRAC BCP STEERING COMMITTEE TRANSFERS SUBGROUP SURVEY ON ACATS-FUND/SERV PRACTICES DURING AN UNEXPECTED MARKET CLOSE The Broker...
[27619] October 2, 2013 TO: PENSION MEMBERS No. 48-13 OPERATIONS COMMITTEE No. 50-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-13 TRANSFER AGENT ADVISORY COMMITTEE No. 74-13 RE: ICI COMMENT LETTER ON ANNUAL REPORT/RETURN OF EMPLOYEE BENEFIT PLAN (FORM 5500) The Institute...
[27582] September 23, 2013 TO: PENSION MEMBERS No. 46-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 34-13 OPERATIONS COMMITTEE No. 49-13 TRANSFER AGENT ADVISORY COMMITTEE No. 72-13 RE: DOL ISSUES GUIDANCE TO EMPLOYEE BENEFIT PLANS IN RESPONSE TO U.S. V. WINDSOR AND ADOPTS...
