[28204] June 18, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 27-14 OPERATIONS COMMITTEE No. 32-14 TRANSFER AGENT ADVISORY COMMITTEE No. 39-14 RE: IRS GUIDANCE FACILITATING ROLLOVERS TO PLANS The IRS published Revenue Ruling 2014-09, [1] providing guidance to...
[28208] June 18, 2014 TO: BROKER/DEALER ADVISORY COMMITTEE No. 34-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-14 OPERATIONS COMMITTEE No. 33-14 RE: ICI COMMENT LETTER ON SEC STAFF ANALYSES RELATED TO MONEY MARKET FUND REFORM The staff of the SEC’s Division of Economic...
[28179] June 11, 2014 TO: PENSION MEMBERS No. 23-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 24-14 BROKER/DEALER ADVISORY COMMITTEE No. 31-14 OPERATIONS MEMBERS No. 3-14 TRANSFER AGENT ADVISORY COMMITTEE No. 33-14 RE: INSTITUTE COMMENT LETTER ON DEPARTMENT OF LABOR PROPOSED...
[28180] June 11, 2014 TO: PENSION MEMBERS No. 24-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-14 BROKER/DEALER ADVISORY COMMITTEE No. 32-14 OPERATIONS MEMBERS No. 4-14 TRANSFER AGENT ADVISORY COMMITTEE No. 34-14 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA AND...
[28176] June 10, 2014 TO: 529 PLAN MEMBERS No. 11-14 ACCOUNTING/TREASURERS MEMBERS No. 7-14 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 8-14 BDAC COST BASIS REPORTING TASK FORCE No. 1-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-14 BROKER/DEALER ADVISORY COMMITTEE No. 30...
[28127] May 16, 2014 TO: PENSION MEMBERS No. 21-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 22-14 OPERATIONS COMMITTEE No. 27-14 TRANSFER AGENT ADVISORY COMMITTEE No. 29-14 RE: IRS ISSUES GUIDANCE REGARDING MID-YEAR AMENDMENTS TO SAFE HARBOR PLANS WITH RESPECT TO U.S. v...
[28119] May 13, 2014 TO: PENSION MEMBERS No. 20-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-14 BROKER/DEALER ADVISORY COMMITTEE No. 25-14 OPERATIONS COMMITTEE No. 26-14 TRANSFER AGENT ADVISORY COMMITTEE No. 28-14 RE: INSTITUTE COMMENT LETTER TO DEPARTMENT OF LABOR ON...
[28093] May 5, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 20-14 BROKER/DEALER ADVISORY COMMITTEE No. 23-14 TRANSFER AGENT ADVISORY COMMITTEE No. 25-14 RE: INSTITUTE PUBLISHED STUDY ANALYZING TRADITIONAL IRA INVESTORS’ ACTIVITY Earlier this week, the Investment...
[28075] April 29, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 19-14 RE: BTRAC MEETING NOTICE - JUNE 4-5, 2014 The next Bank, Trust and Retirement Advisory Committee meeting will be held on Wednesday, June 4 from 1:00 p.m. to 5:00 p.m. ET and on Thursday, June 5, 2014...
[28048] April 17, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 18-14 BROKER/DEALER ADVISORY COMMITTEE No. 19-14 OPERATIONS COMMITTEE No. 21-14 RE: ICI SUBMITS COMMENTS IN RESPONSE TO FSB CONSULTATION ON INVESTMENT FUNDS AS “GLOBAL SIFIS” In January, the Financial...
