Bank, Trust and Recordkeeper Advisory Content

[28729] February 11, 2015 TO: OPERATIONS COMMITTEE No. 5-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 4-15 BROKER/DEALER ADVISORY COMMITTEE No. 6-15 TRANSFER AGENT ADVISORY COMMITTEE No. 7-15 RE: RETIREMENT PLAN PROPOSALS IN OBAMA ADMINISTRATION FY 2016 BUDGET   President...

[28705] February 3, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 3-15 BROKER/DEALER ADVISORY COMMITTEE No. 4-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 4-15 OPERATIONS COMMITTEE...

[28682] January 21, 2015 TO: PENSION MEMBERS No. 4-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 2-15 OPERATIONS MEMBERS No. 4-15 TRANSFER AGENT ADVISORY COMMITTEE No. 3-15 RE: GAO ISSUES REPORT ON AUTOMATIC ROLLOVERS AND RECOMMENDS CHANGES TO PERMIT ALTERNATIVE DEFAULT...

[28646] January 7, 2015 TO: PENSION MEMBERS No. 1-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 1-15 BROKER/DEALER ADVISORY COMMITTEE No. 1-15 OPERATIONS MEMBERS No. 1-15 TRANSFER AGENT ADVISORY COMMITTEE No. 1-15 RE: INSTITUTE COMMENT LETTER TO OMB ON DEPARTMENT OF LABOR...

[28636] December 30, 2014 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 79-14 BROKER/DEALER ADVISORY COMMITTEE No. 60-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 52-14 RE: FSOC REQUEST FOR COMMENT ON ASSET MANAGEMENT AND POSSIBLE RISKS TO FINANCIAL STABILITY   At an open session...

[28638] December 30, 2014 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 80-14 BROKER/DEALER ADVISORY COMMITTEE No. 61-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 53-14 RE: SEC CHAIR WHITE SPEECH ON ENHANCING RISK MONITORING AND REGULATORY SAFEGUARDS FOR THE ASSET MANAGEMENT...

[28619] December 23, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 51-14 RE: BTRAC MEETING NOTICE - FEBRUARY 11-12, 2015   The next Bank, Trust and Retirement Advisory Committee meeting will be held on Wednesday, February 11, 2015 from 1:30 p.m. to 5:00 p.m. ET and on...

[28594] December 18, 2014 TO: TAX MEMBERS No. 36-14 PENSION MEMBERS No. 53-14 ACCOUNTING/TREASURERS MEMBERS No. 20-14 529 PLAN MEMBERS No. 21-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 50-14 TRANSFER AGENT ADVISORY COMMITTEE No. 78-14 INTERNATIONAL MEMBERS No. 48-14 RE...

[28544] December 1, 2014 TO: PENSION MEMBERS No. 48-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 49-14 BROKER/DEALER ADVISORY COMMITTEE No. 55-14 OPERATIONS MEMBERS No. 21-14 TRANSFER AGENT ADVISORY COMMITTEE No. 74-14 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA...

[28528] November 20, 2014 TO: PENSION MEMBERS No. 45-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 48-14 BROKER/DEALER ADVISORY COMMITTEE No. 54-14 TRANSFER AGENT ADVISORY COMMITTEE No. 73-14 OPERATIONS MEMBERS No. 20-14 RE: IRS ISSUES ADDITIONAL GUIDANCE AND TRANSITION RELIEF...