Bank, Trust and Recordkeeper Advisory Content

In June, the Industry Steering Committee (ISC) to shorten the U.S. securities settlement cycle released a white paper recommending a migration target of the 3rd quarter, 2017 for the move to T+2 settlement cycle.

[29367] September 28, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-15 BROKER/DEALER ADVISORY COMMITTEE No. 44-15 CHIEF RISK OFFICER COMMITTEE No. 22-15 COMPLIANCE ADVISORY COMMITTEE No. 8-15 END OF DAY PRICING FORUM No. 7-15...

[29360] September 21, 2015 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-15 BROKER/DEALER ADVISORY COMMITTEE No. 43-15 COMPLIANCE MEMBERS No. 27-15 OPERATIONS MEMBERS No. 26-15 SEC RULES MEMBERS No. 54-15 SMALL FUNDS MEMBERS No. 41-15 TRANSFER AGENT ADVISORY COMMITTEE No...

[29288] August 27, 2015 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 31-15 RE: MARK YOUR CALENDAR - BTRAC 2016 MEETING SCHEDULE   The Bank, Trust and Retirement Advisory Committee 2016 meeting schedule has been finalized. Please mark your calendars for the following meeting...

[29264] August 17, 2015 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 30-15 RE: BTRAC MEETING NOTICE – SEPTEMBER 30 - OCTOBER 1, 2015   The next Bank, Trust and Retirement Advisory Committee meeting will be held at Vanguard in Scottsdale, Arizona on Wednesday, September 30...

[29242] August 11, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-15 BROKER/DEALER ADVISORY COMMITTEE No. 39-15 CHIEF RISK OFFICER COMMITTEE No. 20-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-15 COMPLIANCE MEMBERS No. 23-15...

[29229] August 6, 2015 TO: TAX MEMBERS No. 17-15 TRANSFER AGENT ADVISORY COMMITTEE No. 39-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-15 BROKER/DEALER ADVISORY COMMITTEE No. 38-15 OPERATIONS COMMITTEE No. 17-15 ACCOUNTING/TREASURERS COMMITTEE No. 22-15 CLOSED-END...

[29215] August 3, 2015 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 8-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-15 BROKER/DEALER ADVISORY COMMITTEE No. 38-15 OPERATIONS MEMBERS No. 26-15 PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS COMMITTEE No. 24-15 RE: ICI...

[29204] July 30, 2015 TO: PENSION MEMBERS No. 24-15 OPERATIONS MEMBERS No. 25-15 SMALL FUNDS MEMBERS No. 34-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 27-15 BROKER/DEALER ADVISORY COMMITTEE No. 37-15 TRANSFER AGENT ADVISORY COMMITTEE No. 38-15 RE: INSTITUTE COMMENT LETTERS...