Bank, Trust and Recordkeeper Advisory Content

[28519] November 10, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 47-14 RE: MARK YOUR CALENDAR - 2015 BTRAC MEETING SCHEDULE     The Bank, Trust and Retirement Advisory Committee meeting schedule for 2015 has been finalized.  Please mark your calendar for the following...

[28516] November 10, 2014 TO: PENSION MEMBERS No. 44-14 OPERATIONS MEMBERS No. 19-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 46-14 RE: DOL ISSUES INTERIM FINAL RULE IMPLEMENTING FORM 5500 SERIES CHANGES FOR MULTIPLE-EMPLOYER PLANS   On November 10, 2014, the Department of...

[28478] October 23, 2014 TO: ACCOUNTING/TREASURERS MEMBERS No. 13-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 45-14 BROKER/DEALER ADVISORY COMMITTEE No. 52-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-14 OPERATIONS MEMBERS...

[28469] October 16, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 26-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 44-14 BROKER/DEALER ADVISORY COMMITTEE No. 51-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-14 OPERATIONS...

Earlier this year [1] the Institutes’ Board of Governors endorsed the industry project for shortening the U.S. settlement cycle for equities, corporate and municipal bonds and unit investment trust securities from trade date plus three days (T+3) to trade date plus two days (T+2).

[28411] September 29, 2014 TO: PENSION MEMBERS No. 39-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 42-14 TRANSFER AGENT ADVISORY COMMITTEE No. 63-14 OPERATIONS MEMBERS No. 15-14 RE: IRS ISSUES FINAL REGULATIONS REGARDING ELECTRONIC FILING OF CERTAIN RETIREMENT PLAN RETURNS  ...

[28405] September 25, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-14 BROKER/DEALER ADVISORY COMMITTEE No. 46-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 21-14 OPERATIONS...

[28354] September 2, 2014 TO: TAX MEMBERS No. 25-14 TRANSFER AGENT ADVISORY COMMITTEE No. 58-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-14 BROKER/DEALER ADVISORY COMMITTEE No. 45-14 OPERATIONS MEMBERS No. 14-14 ACCOUNTING/TREASURERS MEMBERS No. 12-14 CLOSED-END INVESTMENT...

[28335] August 25, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 39-14 RE: BTRAC MEETING NOTICE - OCTOBER 8-9, 2014   The next Bank, Trust and Retirement Advisory Committee meeting will be held on Wednesday, October 8, 2014 from 1:00 p.m. to 5:00 p.m. ET and on Thursday...

[28323] August 19, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 37-14 BROKER/DEALER ADVISORY COMMITTEE No. 42-14 OPERATIONS COMMITTEE No. 38-14 TRANSFER AGENT ADVISORY COMMITTEE No. 54-14 RE: ICI SUBMITS COMMENT LETTER IN RESPONSE TO SEC'S LATEST TARGET DATE FUNDS...