Bank, Trust and Recordkeeper Advisory Content

[30166] August 25, 2016 TO: PENSION MEMBERS No. 23-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-16 RE: IRS ANNOUNCES NEW PROCEDURE FOR SELF-CERTIFYING WAIVER OF 60-DAY REQUIREMENT FOR ROLLOVERS   Yesterday, the IRS released Rev. Proc. 2016-47, which describes a new self...

[30163] August 23, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-16 BROKER/DEALER ADVISORY COMMITTEE No. 29-16 CHIEF RISK OFFICER COMMITTEE No. 23-16 COMPLIANCE MEMBERS No. 25-16 INVESTMENT ADVISER MEMBERS No. 14-16 INVESTMENT...

[30154] August 22, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 27-16 RE: BTRAC MEETING NOTICE - SEPTEMBER 28-29, 2016   The next Bank, Trust and Retirement Advisory Committee meeting will be held on Wednesday, September 28, 2016, from 1:00 p.m. to 5:00 p.m. ET and on...

[30153] August 19, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-16 BROKER/DEALER ADVISORY COMMITTEE No. 28-16 OPERATIONS COMMITTEE No. 20-16 SMALL FUNDS COMMITTEE No. 23-16 TRANSFER AGENT ADVISORY COMMITTEE No. 36-16 RE: EVOLUTION OF THE FINANCIAL INTERMEDIARY...

[30120] August 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-16 BROKER/DEALER ADVISORY COMMITTEE No. 26-16 CHIEF RISK OFFICER COMMITTEE No. 21-16 COMPLIANCE ADVISORY COMMITTEE No. 9-16 INVESTMENT ADVISERS COMMITTEE No. 14-16...

[30111] August 2, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 24-16 RE: MARK YOUR CALENDAR - 2017 BTRAC MEETING SCHEDULE   The Bank, Trust and Retirement Advisory Committee meeting schedule for 2017 has been finalized. Please mark your calendar for the following meeting...

[30076] July 28, 2016 TO: TAX MEMBERS No. 14-16 TRANSFER AGENT ADVISORY COMMITTEE No. 31-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-16 BROKER/DEALER ADVISORY COMMITTEE No. 25-16 OPERATIONS COMMITTEE No. 16-16 ACCOUNTING/TREASURERS COMMITTEE No. 15-16 CLOSED-END INVESTMENT...

[30071] July 25, 2016 TO: PENSION MEMBERS No. 20-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 22-16 RE: SIGNIFICANT CHANGES PROPOSED FOR FORM 5500 AND ANNUAL REPORTING REQUIREMENTS   Last week, the Department of Labor (DOL), the Internal Revenue Service, and the Pension...

The Uniform Law Commission (ULC) is a body charged with drafting laws to address issues of interest to the various states in order to better ensure uniformity in such laws (the Uniform Commercial Code is one such law).