[30331] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 32-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-16BROKER/DEALER ADVISORY COMMITTEE No. 37-16CHIEF RISK OFFICER COMMITTEE No. 32-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-16COMPLIANCE MEMBERS No. 33...
[30316] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-16BROKER/DEALER ADVISORY COMMITTEE No. 35-16CHIEF RISK OFFICER COMMITTEE No. 30-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-16COMPLIANCE MEMBERS No. 31...
[30312] October 14, 2016 TO: PENSION MEMBERS No. 34-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 37-16 RE: IRS INSTRUCTS FILERS TO SKIP NEW COMPLIANCE QUESTIONS ON 2016 FORM 5500 The Internal Revenue Service recently announced that when completing Form 5500 for 2016, plan...
[30282] September 29, 2016 TO: PENSION MEMBERS No. 32-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 36-16 RE: ICI SUBMITS COMMENT LETTER ON DOL PROPOSED RULE FOR AUTO-IRAs ESTABLISHED BY MUNICIPALITIES FOR PRIVATE-SECTOR WORKERS The Institute submitted the attached letter to the...
[30262] September 23, 2016 TO: PENSION MEMBERS No. 31-16OPERATIONS COMMITTEE No. 23-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-16TRANSFER AGENT ADVISORY COMMITTEE No. 47-16 RE: PBGC ISSUES PROPOSED REGULATIONS TO EXTEND ITS MISSING PARTICIPANT PROGRAM TO TERMINATED DEFINED...
[30252] September 20, 2016 TO: PENSION MEMBERS No. 30-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 34-16 RE: DOL ANNOUNCES EXTENSION OF DEADLINE TO COMMENT ON FORM 5500 PROPOSAL On September 20, 2016, the Department of Labor announced [1] a two-month extension of the deadline...
[30219] September 8, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 24-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-16 BROKER/DEALER ADVISORY COMMITTEE No. 30-16 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-16 OPERATIONS MEMBERS No. 25-16 SEC RULES MEMBERS No. 50-16 SMALL FUNDS...
[30185] August 30, 2016 TO: PENSION MEMBERS No. 25-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 31-16 RE: JOINT TRADE LETTER REQUESTING EXTENSION OF DEADLINE TO COMMENT ON FORM 5500 PROPOSAL On August 29, 2016, the Institute, along with the American Benefits Council, the...
[30172] August 25, 2016 TO: PENSION MEMBERS No. 24-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 30-16 RE: DOL FINAL RULE ON ERISA SAFE HARBOR FOR STATE-RUN AUTO-IRA PROGRAMS On August 25, 2016, the Department of Labor released a final regulation relating to state-sponsored...
