Bank, Trust and Recordkeeper Advisory Content

[31291] July 18, 2018 TO: ICI Members Bank, Trust and Retirement Advisory Committee Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: 2018 Instructions for Forms 1099-R and 5498 The IRS has posted the 2018 version of the Instructions for Form 1099-R...

[31279] July 13, 2018 TO: ICI Members AML Compliance Working Group Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Compliance Advisory Committee Money Market Funds Advisory Committee Money Market Working Group Operations Committee SEC Rules Committee...

[31180] April 23, 2018 TO: Bank, Trust and Retirement Advisory Committee RE: BTRAC Meeting Notice- June 6-7, 2018 The next Bank, Trust and Retirement Advisory Committee (BTRAC) meeting will take place on Wednesday, June 6 through Thursday, June 7, 2018. The meetings will take place in...

[31165] April 13, 2018 TO: ICI Members Accounting/Treasurers Committee SEC Rules Committee Small Funds Committee SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting Investment Advisers Money Market Funds Operations Portfolio Oversight Recordkeeping RE: SEC Staff...

[31117] March 6, 2018 TO: ICI Members Investment Company Directors ICI Global MembersBank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Transfer Agent Advisory Committee SUBJECTS: Compliance Investment Advisers Transfer Agency RE: SEC Charges Broker-Dealer...

[30985] December 19, 2017 TO: Bank, Trust and Retirement Advisory Committee RE: BTRAC Meeting Notice- February 8-9, 2018 The next meeting of the Bank, Trust and Retirement Advisory Committee (BTRAC) meeting will take place on Thursday, February 8 through Friday, February 9, 2018 at...

[30969] December 8, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Audit Committees Closed-End Funds Compensation/Remuneration Compliance Cybersecurity Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Accounting & Financial Reporting Investment...

[30960] November 28, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Pension RE: DOL...

[30949] November 14, 2017 TO: ICI Members Operations Committee Small Funds Committee TAAC Abandoned Property Task Force Transfer Agent Advisory Committee SUBJECTS: Abandoned Property and Escheatment Operations Recordkeeping Transfer Agency RE: White Paper--Indication of Death: Common...