Bank, Trust and Recordkeeper Advisory Content

  [25721] December 16, 2011 TO: PENSION MEMBERS No. 69-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 79-11 BROKER/DEALER ADVISORY COMMITTEE No. 84-11 RE: IRS PROVIDES TEMPORARY RELIEF FOR IRAs WITH INDEMNIFICATION AGREEMENTS AND/OR GRANTS OF SECURITY INTERESTS   The Internal...

[25703] December 9, 2011 TO: PENSION MEMBERS No. 65-11 OPERATIONS MEMBERS No. 24-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 78-11 TRANSFER AGENT ADVISORY COMMITTEE No. 103-11 RE: DOL CLARIFIES INTERIM E-DISCLOSURE POLICY UNDER PARTICIPANT FEE DISCLOSURE REGULATION   On...

  [25694] December 8, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 40-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 77-11 BROKER/DEALER ADVISORY COMMITTEE No. 83-11 OPERATIONS COMMITTEE No. 51-11 SMALL FUNDS COMMITTEE No. 54-11 TAX COMMITTEE No. 77-11 TRANSFER AGENT...

  [25690] December 6, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 39-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 76-11 BROKER/DEALER ADVISORY COMMITTEE No. 81-11 OPERATIONS COMMITTEE No. 50-11 PENSION COMMITTEE No. 31-11 SMALL FUNDS COMMITTEE No. 53-11 TAX COMMITTEE No...

[25680] November 30, 2011 TO: PENSION MEMBERS No. 63-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 75-11 BROKER/DEALER ADVISORY COMMITTEE No. 80-11 RE: DOL ISSUES ADVISORY OPINION REGARDING INDEMNIFICATION OF A BROKER FOR IRA ACCOUNT LOSSES   The Department of Labor released...

[25675] November 30, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 74-11 RE: MARK YOUR CALENDAR - BTRAC 2012 MEETING SCHEDULE   The Bank, Trust and Retirement Advisory Committee meeting schedule for 2012 has been finalized. Please mark your calendar for the following...

[25669] November 29, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 38-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 73-11 BROKER/DEALER ADVISORY COMMITTEE No. 79-11 OPERATIONS COMMITTEE No. 49-11 SMALL FUNDS COMMITTEE No. 52-11 TAX COMMITTEE No. 74-11 TRANSFER AGENT...

[25667] November 29, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 72-11 RE: INSTITUTE PUBLISHES RESULTS FROM THE DELOITTE/ICI DEFINED CONTRIBUTION/401(K) PLAN FEE STUDY   Recently, the Institute published the 2011 update of the Deloitte/ICI Defined Contribution/401(k)...

  [25657] November 22, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 36-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 70-11 BROKER/DEALER ADVISORY COMMITTEE No. 76-11 OPERATIONS COMMITTEE No. 48-11 SMALL FUNDS COMMITTEE No. 51-11 TAX COMMITTEE No. 73-11 TRANSFER AGENT...

  [25658] November 22, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 37-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 71-11 BROKER/DEALER ADVISORY COMMITTEE No. 77-11 OPERATIONS MEMBERS No. 23-11 SMALL FUNDS MEMBERS No. 66-11 TAX MEMBERS No. 40-11 TRANSFER AGENT ADVISORY...