Bank, Trust and Recordkeeper Advisory Content

  [25645] November 17, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 35-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 69-11 BROKER/DEALER ADVISORY COMMITTEE No. 75-11 OPERATIONS COMMITTEE No. 47-11 SMALL FUNDS COMMITTEE No. 50-11 TAX COMMITTEE No. 72-11 TRANSFER AGENT...

  [25640] November 15, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 34-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 68-11 BROKER/DEALER ADVISORY COMMITTEE No. 74-11 OPERATIONS COMMITTEE No. 46-11 SMALL FUNDS COMMITTEE No. 49-11 TAX COMMITTEE No. 71-11 TRANSFER AGENT...

  [25636] November 10, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 33-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 67-11 BROKER/DEALER ADVISORY COMMITTEE No. 73-11 OPERATIONS COMMITTEE No. 45-11 SMALL FUNDS COMMITTEE No. 48-11 TAX COMMITTEE No. 69-11 TRANSFER AGENT...

  [25618] November 7, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 66-11 BROKER/DEALER ADVISORY COMMITTEE No. 72-11 OPERATIONS COMMITTEE No. 44-11 SMALL FUNDS COMMITTEE No. 47-11 TRANSFER AGENT ADVISORY COMMITTEE No. 92-11 RE: INSTITUTE PUBLISHES UPDATE TO “WHO GETS...

  [25601] October 31, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 65-11 BROKER/DEALER ADVISORY COMMITTEE No. 71-11 RE: DOL ISSUES FINAL PPA INVESTMENT ADVICE RULE   The Department of Labor adopted a final rule [1] implementing the investment advice provisions of the...

    [25592]   October 27, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 32-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 64-11 BROKER/DEALER ADVISORY COMMITTEE No. 69-11 OPERATIONS COMMITTEE No. 43-11 SMALL FUNDS COMMITTEE No. 46-11 TAX COMMITTEE No. 67-11 TRANSFER AGENT...

  [25585] October 25, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 31-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 63-11 BROKER/DEALER ADVISORY COMMITTEE No. 68-11 OPERATIONS COMMITTEE No. 42-11 SMALL FUNDS COMMITTEE No. 45-11 TAX COMMITTEE No. 65-11 TRANSFER AGENT...

[25575] October 21, 2011 TO: OPERATIONS COMMITTEE No. 41-11 TRANSFER AGENT ADVISORY COMMITTEE No. 88-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 62-11 BROKER/DEALER ADVISORY COMMITTEE No. 67-11 BDAC COST BASIS REPORTING TASK FORCE No. 30-11 SMALL FUNDS COMMITTEE No. 43-11 TAX...

[25572] October 20, 2011 TO: TAX COMMITTEE No. 63-11 TRANSFER AGENT ADVISORY COMMITTEE No. 87-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 61-11 BROKER/DEALER ADVISORY COMMITTEE No. 66-11 OPERATIONS COMMITTEE No. 40-11 SMALL FUNDS COMMITTEE No. 42-11 PENSION COMMITTEE No. 29...

[25567] October 19, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 60-11 BROKER/DEALER ADVISORY COMMITTEE No. 65-11 OPERATIONS COMMITTEE No. 39-11 TRANSFER AGENT ADVISORY COMMITTEE No. 85-11 ACCOUNTING/TREASURERS COMMITTEE No. 15-11 RE: FSOC SUBMITS FIRST ANNUAL REPORT TO...