Bank, Trust and Recordkeeper Advisory Content

October 9, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 29-96 RE: OCTOBER 22, 1996 MEETING AGENDA ______________________________________________________________________________ Enclosed please find the agenda for the meeting of the Bank and Trust Advisory Committee to be held on...

September 10, 1996 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-96 BANK AND TRUST ADVISORY COMMITTEE No. 28-96 OPERATIONS MEMBERS No. 43-96 TRANSFER AGENT ADVISORY COMMITTEE No. 55-96 RE: NSCC IMPORTANT NOTICE ANNOUNCING FUND/SERV FUNCTIONALITY FOR FUND-TO-FUND TRANSFERS OF IRA...

August 13, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 22-96 BANK AND TRUST ADVISORY COMMITTEE No. 27-96 BROKER/DEALER ADVISORY COMMITTEE No. 16-96 OPERATIONS MEMBERS No. 38-96 TRANSFER AGENT ADVISORY COMMITTEE No. 47-96 RE: NASDAQ TO IMPLEMENT ROLLING DISSEMINATION OF MUTUAL FUND...

August 2, 1996 TO: OPERATIONS COMMITTEE No. 15-96 TRANSFER AGENT ADVISORY COMMITTEE No. 44-96 BROKER/DEALER ADVISORY COMMITTEE No. 15-96 BANK AND TRUST ADVISORY COMMITTEE No. 26-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 1-96 RE: OPERATIONS CONFERENCE REGULATORY PANEL...

August 1, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 25-96 RE: OCTOBER 22, 1996 MEETING NOTICE ______________________________________________________________________________ The next meeting of the Bank & Trust Advisory Committee and the Vendor Advisory Group will take place on...

1 See Memorandum to SEC Rules Committee No. 40-96; Closed-End Fund Committee No. 13-96; Unit Investment Trust Committee No. 22-96; Investment Advisers Committee No. 9-96; Subcommittee On Advertising No. 7-96; Broker/Dealer Advisory Committee No. 8-96; Transfer Agent Advisory Committee...

July 9, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 23-96 RE: MAY 20, 1996 MEETING SUMMARY & OCTOBER 22, 1996 MEETING NOTICE ______________________________________________________________________________ Enclosed please find the summary of the May 20, 1996 meeting of the Bank &...

1 See Memorandum to Bank Investment Management Members No. 10-96 (June 3, 1996). June 28, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 22-96 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO FDIC RECORDKEEPING AND CONFIRMATION RULES _____________________________________________...

June 26, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 21-96 BROKER/DEALER ADVISORY COMMITTEE No. 12-96 OPERATIONS MEMBERS No. 29-96 TRANSFER AGENT ADVISORY COMMITTEE No. 35-96 RE: ICI BROKER/DEALER ADVISORY COMMITTEE UPDATE ___________________________________________________________...

June 11, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 20-96 OPERATIONS MEMBERS No. 27-96 RE: MODEL TRUST FUND/SERV AGREEMENT ______________________________________________________________________________ Enclosed please find the model Trust Fund/SERV agreement developed by the Bank...