June 10, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-96 BANK AND TRUST ADVISORY COMMITTEE No. 18-96 BROKER/DEALER ADVISORY COMMITTEE No. 11-96 MEMBERS - ONE PER COMPLEX No. 47-96 OPERATIONS MEMBERS No. 26-96 TRANSFER AGENT ADVISORY COMMITTEE No. 31-96 RE: YEAR 2000 DATA PROCESSING...
1 See Memorandum to Bank Investment Management Members No. 1-96 (January 16, 1996). 2 61 Federal Register 26135 (May 24, 1996). June 10, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 19-96 RE: PROPOSED AMENDMENTS TO FDIC RECORDKEEPING AND CONFIRMATION RULES __________________________...
June 7, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 17-96 BROKER/DEALER ADVISORY COMMITTEE No. 10-96 BROKER/DEALER ASSOCIATE MEMBERS No. 11-96 OPERATIONS MEMBERS No. 25-96 TRANSFER AGENT ADVISORY COMMITTEE No. 30-96 RE: NSCC SYSTEM SERVICES MANAGEMENT WORKSHOP _____________________...
June 5, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 16-96 RE: MAY 1996 ABA MUTUAL FUND PROCESSING TASK FORCE NEWSLETTER AND INSTITUTE COMMENT LETTER ON NASD BANK BROKER-DEALER RULES ______________________________________________________________________________ Enclosed please find...
June 4, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 15-96 DIRECT MARKETING COMMITTEE No. 14-96 SALES FORCE MARKETING COMMITTEE No. 16-96 RE: FDIC SURVEY ON NONDEPOSIT INVESTMENT SALES ______________________________________________________________________________ The Federal Deposit...
May 14, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 14-96 RE: DRAFT INSTITUTE COMMENT LETTER ON NASD BANK BROKER-DEALER RULES ______________________________________________________________________________ Enclosed please find the Institutes draft comment letter on the NASD...
May 10, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 13-96 RE: MAY 20, 1996 MEETING AGENDA ______________________________________________________________________________ Enclosed please find the agenda for the May 20, 1996 meeting of the Bank and Trust Advisory Committee. The Bank...
1 The announcement can be accessed through the SEC*s Internet home page address: http:// www.sec.gov/. May 7, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 12-96 BROKER/DEALER ADVISORY COMMITTEE No. 7-96 OPERATIONS MEMBERS No. 19-96 TRANSFER AGENT ADVISORY COMMITTEE No. 24-96 RE: SEC...
1 Securities Exchange Act Release No. 3698, 61 Fed. Reg. 11913 (March 22, 1996).2 See Memorandum to Bank Investment Management Members No. 10-95, SEC Rules Committee No. 28-95, and Subcommittee on Advertising No. 3-95, dated February 23, 1995. April 24, 1996 TO: BANK AND TRUST...
April 18, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 10-96 BROKER/DEALER ADVISORY COMMITTEE No. 6-96 OPERATIONS MEMBERS No. 17-96 TRANSFER AGENT ADVISORY COMMITTEE No. 21-96 RE: NSCC SYSTEM SERVICES MANAGEMENT WORKSHOP ______________________________________________________________...
