April 9, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 5-97 OPERATIONS MEMBERS No. 9-97 TRANSFER AGENT ADVISORY COMMITTEE No. 14-97 RE: MAY 13, 1997 BROKER DEALER MEETING OPEN TO NON-MEMBERS _____________________________________________________________________________ The May 13...
April 2, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 4-97 RE: MAY 14, 1997 MEETING NOTICE ______________________________________________________________________________ The next meeting of the Bank & Trust Advisory Committee and the Vendor Advisory Group will take place on...
March 13, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 3-97 BROKER/DEALER ADVISORY COMMITTEE No. 5-97 OPERATIONS MEMBERS No. 7-97 TRANSFER AGENT ADVISORY COMMITTEE No. 12-97 RE: TRANSFER OF RETIREMENT ASSETS PILOT GROUP MOVES INTO PRODUCTION _________________________________________...
February 3, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 2-97 RE: FEBRUARY 13, 1997 MEETING AGENDA ______________________________________________________________________________ Enclosed please find the agenda for the February 13, 1997 meeting of the Bank & Trust Advisory Committee...
January 3, 1997 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-97 BANK AND TRUST ADVISORY COMMITTEE No. 1-97 BROKER/DEALER ADVISORY COMMITTEE No. 2-97 OPERATIONS MEMBERS No. 1-97 TRANSFER AGENT ADVISORY COMMITTEE No. 1-97 RE: AMENDED INCLUSION CRITERIA FOR NASDAQ MUTUAL FUND QUOTATION...
December 24, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 34-96 RE: TAX REPORTING GUIDELINES ______________________________________________________________________________ There are a number of new NSCC participants that are approaching their first tax reporting season as Fund/SERV...
December 20, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 33-96 RE: OCTOBER 22, 1996 MEETING SUMMARY & FEBRUARY 13,1997 MEETING NOTICE ______________________________________________________________________________ Enclosed please find the summary of the October 22, 1996 meeting of...
November 21, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 40-96 BANK AND TRUST ADVISORY COMMITTEE No. 32-96 BROKER/DEALER ADVISORY COMMITTEE No. 19-96 CHIEF COMPLEX CONTACTS (MEMBERS - ONE PER COMPLEX) No. 85-96 OPERATIONS MEMBERS No. 50-96 TRANSFER AGENT ADVISORY COMMITTEE No. 66-96 RE...
November 19, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 31-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 6-96 OPERATIONS MEMBERS No. 49-96 RE: ICI’S NSCC SYSTEM SERVICES MANAGEMENT WORKSHOPS AVAILABLE ON VIDEOTAPE _____________________________________________________...
October 29, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 30-96 BROKER/DEALER ADVISORY COMMITTEE No. 18-96 COMPLIANCE COMMITTEE No. 31-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 5-96 DIRECT MARKETING COMMITTEE No. 32-96 HUMAN RESOURCES FORUM No. 6-96 HUMAN RESOURCES...
