Bank, Trust and Recordkeeper Advisory Content

[17862] August 5, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 26-04 BANK AND TRUST ADVISORY COMMITTEE No. 17-04 BROKER/DEALER ADVISORY COMMITTEE No. 24-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-04 OPERATIONS COMMITTEE No. 18-04 TAX COMMITTEE No. 25-04 TRANSFER AGENT ADVISORY...

[17806] July 23, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 16-04 RE: BTAC MEETING NOTICE - SEPTEMBER 9, 2004 The next meeting of the Bank and Trust Advisory Committee will be held on Thursday, September 9, 2004 at the offices of the Investment Company Institute. The ICI is...

[17799] July 22, 2004 TO: OPERATIONS COMMITTEE No. 14-04 TRANSFER AGENT ADVISORY COMMITTEE No. 63-04 BROKER/DEALER ADVISORY COMMITTEE No. 22-04 BANK AND TRUST ADVISORY COMMITTEE No. 15-04 RE: STAMP/SEMP PROGRAM UPDATE STAMP Inc. and Kemark Financial Services have issued the attached...

ACTION REQUESTED [17745] July 1, 2004 TO: OPERATIONS COMMITTEE No. 13-04 BANK AND TRUST ADVISORY COMMITTEE No. 14-04 BROKER/DEALER ADVISORY COMMITTEE No. 21-04 TRANSFER AGENT ADVISORY COMMITTEE No. 60-04 RE: INSTITUTE URGES IMPLEMENTATION OF NASD BREAKPOINT TASK FORCE RECOMMENDATION...

[17649] June 9, 2004 TO: ACCOUNTING/TREASURERS MEMBERS No. 24-04 BANK AND TRUST ADVISORY COMMITTEE No. 13-04 BOARD OF GOVERNORS No. 42-04 BROKER/DEALER ADVISORY COMMITTEE No. 20-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 40-04 OPERATIONS MEMBERS No. 24-04 PRIMARY CONTACTS - MEMBER...

[17558] May 20, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 12-04 RE: BTAC MEETING SUMMARY - FEBRUARY 5, 2004 Attached is a summary of the Bank and Trust Advisory Committee meeting held on February 5, 2004 at Northern Trust in Miami, FL. Please contact me at 202-326-5930 or...

[17478] May 7, 2004 TO: 529 PLAN ADVISORY COMMITTEE No. 18-04 BANK AND TRUST ADVISORY COMMITTEE No. 11-04 BROKER/DEALER ADVISORY COMMITTEE No. 16-04 OPERATIONS COMMITTEE No. 9-04 PENSION COMMITTEE No. 25-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 36-04 SEC RULES COMMITTEE No. 41-04...

[17449] April 29, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 10-04 RE: BTAC MEETING NOTICE - JUNE 10, 2004 The next meeting of the Bank and Trust Advisory Committee will be held on Thursday, June 10, 2004 at the offices of American Century (Tower 2, Conference Room 2-A) located at...

ACTION REQUESTED [17438] April 28, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 9-04BOARD OF GOVERNORS No. 32-04BROKER/DEALER ADVISORY COMMITTEE No. 14-04COMPLIANCE ADVISORY COMMITTEE No. 44-04OPERATIONS MEMBERS No. 20-04SEC RULES MEMBERS No. 63-04SHAREHOLDER COMMUNICATIONS...

ACTION REQUESTED [17401] April 19, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 8-04 BROKER/DEALER ADVISORY COMMITTEE No. 13-04 OPERATIONS COMMITTEE No. 7-04 PENSION COMMITTEE No. 20-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 32-04 SEC RULES COMMITTEE No. 36-04 SMALL FUNDS...