Image Comment Letter TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Response to the European Commission on the Savings and Investments Union March 6, 2025
Publication Fundamentals for Newer Directors 2014 (pdf) The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry. February 26, 2014
Image News Release ICI Welcomes Congressional Review of Outdated Dodd-Frank Act in Capitol Hill Testimony August 8, 2025
Video file File MIME Type video/mp4 ICI Viewpoints A Closer Look at the Facts Shows a More Optimistic Outlook for the US Retirement System March 11, 2025
Image ICI Innovate February 3-5 Registration is Now Open for 2025 ICI Innovate ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry. ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.The Emerging. Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group PreviousNext Title Featured Speakers Previous Next Sponsors Exhibitors
Aug 4 ICI Affiliate Event Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Aug 4 ICI Affiliate Event Clone of Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Image Comment Letter TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Response to the European Commission on the Savings and Investments Union March 6, 2025
Publication Fundamentals for Newer Directors 2014 (pdf) The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry. February 26, 2014
Image News Release ICI Welcomes Congressional Review of Outdated Dodd-Frank Act in Capitol Hill Testimony August 8, 2025
Video file File MIME Type video/mp4 ICI Viewpoints A Closer Look at the Facts Shows a More Optimistic Outlook for the US Retirement System March 11, 2025
Image ICI Innovate February 3-5 Registration is Now Open for 2025 ICI Innovate ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry. ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.The Emerging. Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group PreviousNext Title Featured Speakers Previous Next Sponsors Exhibitors
Aug 4 ICI Affiliate Event Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Aug 4 ICI Affiliate Event Clone of Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Memo# 19752 SEC Broker/Dealer Books and Records Requirements - May 2, 2006 Compliance Deadline ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19752] February 16, 2006 TO: OPERATIONS COMMITTEE No. 6-06... February 16, 2006
Memo# 19696 REVISED PROCEDURE FOR PROVIDING FOREIGN SHAREHOLDER TAX WITHHOLDING AND REPORTING INFORMATION TO INTERMEDIARIES ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19696] February 8, 2006 TO: TAX MEMBERS No. 5-06... February 8, 2006
Memo# 19678 ICI SUBMITS LETTER ON THE APPLICATION OF THE AML RULE FOR CORRESPONDENT ACCOUNTS TO FUND/SERV ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19678] February 3, 2006 TO: AML COMPLIANCE WORKING GROUP No... February 3, 2006
Memo# 19613 IRS NATIONAL TAXPAYER ADVOCATE'S REPORT TO CONGRESS RECOMMENDS BASIS REPORTING LEGISLATION ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19613] January 20, 2006 TO: OPERATIONS COMMITTEE No. 4-06... January 20, 2006
Memo# 19569 INSTITUTE LETTER RELATING TO REGULATION OF CERTAIN TPAS UNDER TRANSFER AGENT RULES ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19569] January 4, 2006 TO: BROKER/DEALER ADVISORY COMMITTEE... January 4, 2006
Memo# 19570 NEW DATES FOR THE JUNE BTAC MEETING ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19570] January 4, 2006 TO: BANK AND TRUST ADVISORY... January 4, 2006
Memo# 19541 MODEL CONTRACTUAL CLAUSES TO ASSIST MEMBERS IN IMPLEMENTING THE AGREEMENT REQUIREMENTS OF THE SEC'S REDEMPTION FEE RULE ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19541] January 3, 2006 TO: BANK AND TRUST ADVISORY... January 3, 2006
Memo# 19471 PROCEDURE FOR PROVIDING FOREIGN SHAREHOLDER TAX WITHHOLDING AND REPORTING INFORMATION TO INTERMEDIARIES ©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19471] December 13, 2005 TO: TAX MEMBERS No. 33-05... December 13, 2005
Memo# 19418 NASD MEMBER ALERT REGARDING BROKERS' RESPONSIBILITIES WITH RESPECT TO SALES OF MUTUAL FUND SHARES AND DEALER AGREEMENTS ©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19418] November 30, 2005 TO: OPERATIONS COMMITTEE No. 27-05... November 30, 2005
Memo# 19400 IMPLEMENTATION OF CENTRAL BREAKPOINT SCHEDULE AND LINKAGE DATABASE - OCTOBER 31, 2005 STATUS REPORT ©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19400] November 22, 2005 TO: PRIMARY CONTACTS - MEMBER... November 22, 2005
