AML Compliance Working Group Content

[17727] June 30, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 66-04 INTERNATIONAL COMMITTEE No. 38-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 28-04 MONEY LAUNDERING RULES WORKING GROUP No. 25-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 65-04 TRANSFER AGENT ADVISORY COMMITTEE No. 58...

ACTION REQUESTED [17725] June 30, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 65-04 INTERNATIONAL COMMITTEE No. 37-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 27-04 MONEY LAUNDERING RULES WORKING GROUP No. 24-04 TRANSFER AGENT ADVISORY COMMITTEE No. 57-04 RE: NEW OFAC ALERT...

[17707] June 24, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 63-04 INTERNATIONAL COMMITTEE No. 36-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 25-04 MONEY LAUNDERING RULES WORKING GROUP No. 23-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 62-04 TRANSFER AGENT ADVISORY COMMITTEE No. 55...

ACTION REQUESTED [17699] June 21, 2004 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 10-04 MONEY LAUNDERING RULES WORKING GROUP No. 22-04 RE: CONFERENCE CALL TO DISCUSS INDEPENDENT TESTING OF AML COMPLIANCE As you know, the anti-money laundering program rule for mutual funds requires all...

[17669] June 10, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 61-04 INTERNATIONAL COMMITTEE No. 33-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 24-04 MONEY LAUNDERING RULES WORKING GROUP No. 21-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 59-04 TRANSFER AGENT ADVISORY COMMITTEE No. 54...

[17618] June 3, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 57-04 INTERNATIONAL COMMITTEE No. 32-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 23-04 MONEY LAUNDERING RULES WORKING GROUP No. 20-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 54-04 TRANSFER AGENT ADVISORY COMMITTEE No. 52...

[17614] June 2, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 56-04 INTERNATIONAL COMMITTEE No. 31-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-04 MONEY LAUNDERING RULES WORKING GROUP No. 19-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 53-04 TRANSFER AGENT ADVISORY COMMITTEE No. 51...

[17612] June 1, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 55-04 INTERNATIONAL COMMITTEE No. 30-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-04 MONEY LAUNDERING RULES WORKING GROUP No. 18-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 52-04 TRANSFER AGENT ADVISORY COMMITTEE No. 50...

[17562] May 21, 2004 TO: MONEY LAUNDERING RULES WORKING GROUP No. 17-04 RE: TREASURY DESIGNATES THE COMMERCIAL BANK OF SYRIA AS A FINANCIAL INSTITUTION OF PRIMARY MONEY LAUNDERING CONCERN AND PROPOSES SANCTIONS AGAINST IT The Treasury Department has designated the Commercial Bank of...

[17551] May 18, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 52-04 INTERNATIONAL COMMITTEE No. 28-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 20-04 MONEY LAUNDERING RULES WORKING GROUP No. 16-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 45-04 TRANSFER AGENT ADVISORY COMMITTEE No. 46...