AML Compliance Working Group Content

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18819] April 28, 2005 TO: MONEY LAUNDERING RULES WORKING...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18810] April 27, 2005 TO: MONEY LAUNDERING RULES WORKING...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18788] April 19, 2005 TO: INTERNATIONAL COMMITTEE No. 8-05...

[18635] March 8, 2005 TO: INTERNATIONAL COMMITTEE No. 4-05 MONEY LAUNDERING RULES WORKING GROUP No. 1-05 TRANSFER AGENT ADVISORY COMMITTEE No. 7-05 RE: IOSCO ISSUES CONSULTATION PAPER ON ANTI-MONEY LAUNDERING RESPONSIBILITIES FOR MUTUAL FUNDS AND OTHER COLLECTIVE INVESTMENT SCHEMES In...

[18371] December 27, 2004 TO: MONEY LAUNDERING RULES WORKING GROUP No. 31-04 OFAC ALERT MEMBERS No. 20-04 TRANSFER AGENT ADVISORY COMMITTEE No. 85-04 RE: FINCEN ISSUES GUIDANCE ON THE FILING OF SARS FOR OFAC MATCHES The Financial Crimes Enforcement Network (FinCEN) issued interpretive...

[18037] September 24, 2004 TO: MONEY LAUNDERING RULES WORKING GROUP No. 30-04 RE: ICI COMMENT LETTER ON SECTION 311 RULE PROPOSALS As you know, the Treasury Department designated two foreign banks – the First Merchant Bank of the “Turkish Republic of Northern Cyprus” and Infobank of...

ACTION REQUESTED [17962] September 9, 2004 TO: MONEY LAUNDERING RULES WORKING GROUP No. 29-04 RE: DRAFT COMMENT LETTER ON THE PROPOSED SECTION 311 RULES SANCTIONING INFOBANK AND THE FIRST MERCHANT BANK As you know, the Treasury Department designated two foreign banks – the First...

[17920] August 25, 2004 TO: MONEY LAUNDERING RULES WORKING GROUP No. 28-04 RE: TREASURY DESIGNATES TWO ENTITIES AS FINANCIAL INSTITUTIONS OF PRIMARY MONEY LAUNDERING CONCERN AND PROPOSES SANCTIONS AGAINST THEM The Treasury Department has designated two foreign banks – the First...

[17907] August 18, 2004 TO: MONEY LAUNDERING RULES WORKING GROUP No. 27-04 RE: FINCEN PUBLISHES SECTION 314(A) FACT SHEET Last week, the Financial Crimes Enforcement Network published a “fact sheet” relating to Section 314(a) of the USA PATRIOT Act. Rules adopted pursuant to Section...

[17768] July 13, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 71-04 INTERNATIONAL COMMITTEE No. 39-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 29-04 MONEY LAUNDERING RULES WORKING GROUP No. 26-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 69-04 TRANSFER AGENT ADVISORY COMMITTEE No. 62...